WealthManagement Edge

Significant demographic shifts amongst those who hold wealth in the US illuminate an opportunity for financial firms to position themselves ahead of the curve.

The former Key Client Group has 10 financial professionals across the country and establishes footholds for Summit Trail in Portland, Ore. and Denver.

The funding will be put toward research and development, hiring and enhancements to data quality.

The online presence and listings manager could pay up to $220 million for the client engagement and compliance platform.

Independence affords advisors the flexibility to break out on their own and still work with a broker/dealer on commissionable business.

Denver-based SRS Capital Advisors is the latest RIA to join under Arax’s multi-boutique strategy.

SRM Private Wealth represents the 11th team to join Summit this year. It will use Goldman Sachs for custody.

An RIA’s level of satisfaction with a custodian is directly correlated with the proportion of assets held with them.

Instead of simply a question-and-answer format, Brightwave reports are “living documents” that can be expanded and manipulated based on an advisor’s interests.