WealthManagement Edge

An SEC filing on Wednesday signifies that the RIA services provider still intends to go public, contrary to a report.

Tom Moran and his Naples, Fla.–based team sought to be fee-only and escape the constraints Wells Fargo placed on investment options and services he was able to offer his clients.

The firm sees an opportunity for RIAs to leverage its platform capabilities, technology and scale to accelerate growth, CEO Jamie Price says.

Thomas Barr joins Steward Partners Global Advisory following transition to multi-custodial Raymond James platform.

Sanctuary facilitated the tuck-in of The Alteri Group, a six-person Texas team fresh out of the wirehouse.

The $600 million acquisition advances Equitable’s wealth management growth strategy.

Merchant Investment Management's stake will fund Mulholland Growth's acquisition plans of smaller RIAs, and help educate advisors on Redwood's "disruptive" asset management strategies.

The investment will allow Signature Estate & Investment Advisors to move into the M&A space for the first time and expand distribution for its TAMP.  

NAPFA Board begins search for CEO to replace Geoffrey Brown, who will step down Nov. 15.