The two features on this page originally appeared in Registered Representative magazine. Climbing Too High? by Roz Retkwa February 1998 What Do We Do Now? by Michele Gabriel June 2001
The SEC yesterday issued an investor alert warning the public about analyst conflicts. The alert warns about investment banking ties, ownership stakes analysts may have, and describes what analyst recommendations might really mean. The statement...
The plaintiff in a sex discrimination suit filed against J.P. Morgan in April has launched a Web site to help other women find information about discrimination in the brokerage business. Former investment banking associate Amy Segal launched www...
Seventy percent of affluent Americans feel that preserving wealth is their most important goal, according to a survey released by the Lincoln Financial Group of Philadelphia. Right behind preserving wealth was avoiding excessive taxes, listed by...
