All of Smith Barney’s employees at its headquarters building at 388 Greenwich Street in the Tribeca section of Manhattan--a bit uptown from the Wall Street area, but still within sight of the World Trade Center disaster--have been able to...
Washington, D.C.--The NASD announced today that its family of companies, including The American Stock Exchange, is making a $1 million donation to The New York Times 9/11 Neediest Fund as part of its effort to aid victims of the September 11...
Merrill Lynch announced today that two key Merrill Lynch executives will be replaced. Jeffrey Peek is no longer head of the firm’s asset management unit, and the corporation’s long-time general counsel, Steve Hammerman, is also...
Merrill Lynch has canceled all broker incentive trips through the end of October. A spokesperson says brokers and executives have told the firm they are uneasy about traveling outside the country following the Sept. 11 terrorist attacks. “We...
Schwab Institutional, a division of Charles Schwab & Co., announced today it would still hold IMPACT 2001, a conference for independent investment advisers. IMPACT 2001, which was originally planned for five days, will now be held over three days...
The Financial Planning Association (FPA) announced that it has named David Yeske, CFP, as its president-elect for 2002. Yeske will serve as president of the organization in 2003. He has served as a member of FPA’s executive committee and was...