Stephen and Fern Schwartz (married) are Merrill Lynch reps in Pittsburgh. Stephen, a former dentist, joined his wife's practice three years ago, and has helped their team create a paperless storage and work-flow system. Both have spoken at...
The desire for more training and education once again tops the wish list. When asked, What is the one most important thing your broker or firm could do to help you with your job? Thirty-two percent of respondents indicated they wanted more...
All of Smith Barney’s employees at its headquarters building at 388 Greenwich Street in the Tribeca section of Manhattan--a bit uptown from the Wall Street area, but still within sight of the World Trade Center disaster--have been able to...
Washington, D.C.--The NASD announced today that its family of companies, including The American Stock Exchange, is making a $1 million donation to The New York Times 9/11 Neediest Fund as part of its effort to aid victims of the September 11...
Merrill Lynch announced today that two key Merrill Lynch executives will be replaced. Jeffrey Peek is no longer head of the firm’s asset management unit, and the corporation’s long-time general counsel, Steve Hammerman, is also...
Merrill Lynch has canceled all broker incentive trips through the end of October. A spokesperson says brokers and executives have told the firm they are uneasy about traveling outside the country following the Sept. 11 terrorist attacks. “We...
