Transitioning to a fee-based business has never been easier. And since most clients don’t understand how you get paid anyway, the move is a chance to clear the air and explain your value.

Passion and growth are inextricably linked. Here’s how you can make your passion for the business work for you in 2014

SIFMA's new CEO talks about changes in the organization and the regulatory landscape

Four out of five advisors sell term life insurance to their clients. But as terms get shorter and renewal rates trend upwards, clients may be better off buying whole life instead

While a successful partnership can be great for an advisor’s business, unsuccessful ones can be a death knell.

New rules affecting reverse mortgages may make them less attractive as a financial planning tool.

In a surprise move, the former senator informs the industry group he is stepping down.

In April 2012, FINRA released Regulatory Notice 12-18, which features the Authority's proposed overhaul of the broker expungement process.  The overhaul applies primarily to brokers whom customers do not name as defendants to their...