Robert Doll is the central figure in the blockbuster Merrill Lynch-BlackRock merger announced in January. Doll, president and CIO of MLIM, will become vice chairman, CIO of global equities and chairman of the private client operating committee at...
ING has named Catherine Bonneau chief operating officer of its independent broker/dealer, Prime Vest Financial Services, where she will be responsible for the customer service, operations and trading departments. Since 1999, Bonneau served as the...
There isn't a broker or financial advisor who hasn't been hit with reams of new compliance responsibilities in the past several years. But just how much is it actually costing firms?
When a former co-worker sets out to ruin an advisor's reputation it may be extremely difficult to extract any justice, much less the smudge on his reputation