advisor corner Advisor Corner: Six Questions to Ask Yourself in 2011As the year comes to a close, it’s a good time to take stock of where your business is today and where it is going. That includes thinking about your current business model...
THIS MONTH's features Tips for Successfully Transitioning Your TeamWhether you’re a solo advisor or a member of a team, there are many things to do to help your transition goes smoothly, such as hiring a competent securities attorney...
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WELCOMEWelcome to the second issue of The Next Move, an independent source of practical advice about how to make the most of your career. If you would like to keep receiving this e-letter you will need to opt-in by clicking on the following...
FINRA recently awarded $100,000 to baseball broadcaster Tim McCarver related to his losses on Morgan Keegan mutual funds. McCarver invested $400,000 in four closed-end mutual funds and one open-end fund. The funds suffered from the meltdown in...
This week, Stifel Nicolaus announced it was buying 55 UBS wealth management branches spread across 24 states, which include $15 billion in assets under management, 320 reps and over $100 million in revenue. The St. Louis regional b/d will make an...
This week, Stifel Nicolaus announced it was buying 55 UBS wealth management branches spread across 24 states, which include $15 billion in assets under management, 320 reps and over $100 million in revenue. The St. Louis regional b/d will make an...
Will the Public-Private Investment Program (PPIF) announced today by Treasury Secretary Timothy Geithner work or won’t it? If you listen to former Treasury Secretary Paulson’s chief of staff, the PPIF won’t work—Paulson and...
From: Registered Rep. [[email protected]] Sent: Monday, March 23, 2009 10:05 AM Subject: Invitation to the premier networking event of the year This message has been sent by Registered Rep. on behalf of Wealth Management...
What should you do when you want someone else’s money? If you’re Congress, you tax the heck out of them until they’ve got close to nothing left. Last week, the House approved a 90 percent tax on bonuses paid to AIG employees and...
