It may not be as sweet as the retention deal Morgan Stanley Smith Barney reps got earlier this year, but some Wells Fargo Advisors FAs are earning their bonus dollars through a client service program.
Independent RIA advisors are cutting fees, recent research from Charles Schwab and AdvisorBenchmarking show. There is an obvious reason for this, say analysts: Despite the recent rebound in the market, the major indices are still well below where...
Former Merrill brokerage chief Bob McCann discussed everything from the future of wealth management (“very positive”) to client portfolios—underweight equities, hold some cash—while attending the Global Irish Economic Forum...
SII Investments, Inc., formerly known as SECURA Investments, was founded in 1968. In the mid-1990s, two SECURA representatives and one SECURA employee purchased the firm. They focused SII on its niche - providing outstanding service to high...
One broker/dealer firm has established a reputation for true independence – as a place for advisors to flourish, personally and professionally: Raymond James. Advisors choose Raymond James because we do things differently. We treat you as our...
QA3 Financial Corp. is a truly unique wealth management company with an unparalleled commitment to professional collaboration and practice development. It is QA3’s mission to perfect the way the world plans, and we constantly strive to reach that...
Our entrepreneurial approach gives you the flexibility to run your business the way you choose. Our infrastructure is designed so that you can get what you need without undue delays. It includes a responsive management team, a user-friendly...
Based in Irving, Texas, since its inception in 1983, H.D. Vest Financial Services supports an independent network of tax and non-tax professionals who distribute comprehensive financial planning solutions, including securities, insurance, money...
Century Securities is one of the few independent contractor firms affiliated with a self-clearing, NYSE member firm. Century Securities is closely affiliated with our sister company and clearing firm, Stifel, Nicolaus & Company, Inc. Stifel...
