Dialing for dollars is not dead. In fact, no may be the best time to give the strategy a shot.

The graph below measures the performance of the Shanghai Composite Index against a basket of Chinese ADRs selected by Bespoke Investment from Jan. 2, 2009 through Dec. 31, 2009. The basket of 57 stocks, which includes all listed ADRs with a market...

Keith McCullough's book, Diary of a Hedge Fund Manager (Wiley; January 2010), is a short but interesting tale of a hayseed from Western Ontario who skated for the Pemberton Lumber Kings and then finds himself as a 20-year-old freshman at Yale. (I...

Hindsight is 20/20, and when a rep changes jobs or switches broker/dealers, there’s usually some room for improvement

Fudging your expense records has regulatory consequences.

Once you have decided to switch firms, it is essential that you know exactly what you need to do and how you are going to do it.

Becoming a knowledge worker is no easy task, but the reward is that you will double or triple your productivity.

A few good moves you can make for clients in today's uncertain environment.

Asset managers-and FAs too-tend to create business strategies in good times but not in bad. Here is the problem with that.