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Marcel Tsai
RIA
Ten to Watch in 2023: Marcel TsaiTen to Watch in 2023: Marcel Tsai

Marcel Tsai is senior director of advisor platforms at Apex Fintech Solutions.

byRob Burgess, Technology Reporter
Nov 1, 2022
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1 Min Read
Marwa Zakharia
RIA
Ten to Watch in 2023: Marwa ZakhariaTen to Watch in 2023: Marwa Zakharia
byAli Hibbs
Nov 1, 2022
1 Min Read
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RIA
Editor's Letter: Ten to Watch in 2023Editor's Letter: Ten to Watch in 2023
byDavid Armstrong
Nov 1, 2022
1 Min Read
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RIA
Meet the Ten to Watch in 2023Meet the Ten to Watch in 2023
byWealthManagement.com Staff
Nov 1, 2022
11 Slides
Edward Jones Managing Partner Penny Pennington
Industry News & Trends
Edward Jones’ Pennington Joins FINRA Board of GovernorsEdward Jones’ Pennington Joins FINRA Board of Governors
byPatrick Donachie
Oct 31, 2022
1 Min Read
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Industry News & Trends
Wynn Resorts Surges After Billionaire Fertitta Takes 6.1% StakeWynn Resorts Surges After Billionaire Fertitta Takes 6.1% Stake
byJonathan Roeder
Oct 31, 2022
1 Min Read
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RPA
How to Determine Whether Your 401(k) Record-Keeper Is About to Exit
How to Determine Whether Your 401(k) Record-Keeper Is About to Exit
Oct 31, 2022
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1 Min Read
byFred Barstein, The Retirement Adviser University,
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High Net Worth
Creating Inclusive Pathways for Next Gen Women Leaders in Family Businesses
Creating Inclusive Pathways for Next Gen Women Leaders in Family Businesses
Oct 28, 2022
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1 Min Read
byAdrienne M. Penta, Benjamin Persofsky
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Business Planning
Wealthies Circle Podcast: When Planners Fail to Plan
Wealthies Circle Podcast: When Planners Fail to Plan
Oct 28, 2022
byWealthManagement.com Staff
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Career Moves
Sheryl Hickerson on the State of Women in Finance
Sheryl Hickerson on the State of Women in Finance
Oct 27, 2022
byWealthManagement.com Staff
Moneta Group
RIA
Why RIA Moneta Built Its Own Client Portal and Mobile App
Why RIA Moneta Built Its Own Client Portal and Mobile App
Oct 27, 2022
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1 Min Read
byAli Hibbs, Reporter
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Career Moves
Mindy Diamond on Independence: Ex-Wirehouse Advisor on Taking Over the Reins of the Family Business
Mindy Diamond on Independence: Ex-Wirehouse Advisor on Taking Over the Reins of the Family Business
Oct 27, 2022
byMindy Diamond, Louis Diamond
sec-building-news-pm-2021.jpg
Regulation & Compliance
SEC Wants a Higher Hurdle for RIAs’ Use of Third Parties
SEC Wants a Higher Hurdle for RIAs’ Use of Third Parties
Oct 26, 2022
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1 Min Read
byDiana Britton, Managing Editor
401k real talk
Retirement
401(k) Real Talk Episode 39: October 26, 2022
401(k) Real Talk Episode 39: October 26, 2022
Oct 26, 2022
byFred Barstein, The Retirement Adviser University,
warehouse interior
Industry News & Trends
Demand for Industrial Space Is Slowing Down. But It’s Still a Landlord’s Market.
Demand for Industrial Space Is Slowing Down. But It’s Still a Landlord’s Market.
Oct 25, 2022
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1 Min Read
byPatricia Kirk, Contributing writer
Cetera financial
Regulation & Compliance
Cetera Firms Ordered to Pay $9M for Share Class Violations
Cetera Firms Ordered to Pay $9M for Share Class Violations
Oct 25, 2022
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1 Min Read
byDiana Britton, Managing Editor
NAPFA Interim CEO Leslie Stokes
RIA
NAPFA Announces Interim CEO Leslie M. Stokes
NAPFA Announces Interim CEO Leslie M. Stokes
Oct 25, 2022
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1 Min Read
byAli Hibbs, Reporter
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Industry News & Trends
October/November 2022 Digital Edition
Ten to Watch in 2023: The individuals set to make an impact on wealth management.
October/November 2022 Digital Edition
Ten to Watch in 2023: The individuals set to make an impact on wealth management.
Gene-Seroka.jpg
Industry News & Trends
LA Port Chief Says Labor Deal Still Likely But Months Away
LA Port Chief Says Labor Deal Still Likely But Months Away
Oct 24, 2022
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1 Min Read
byAna Monteiro and Brendan Murray
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RIA
NewEdge Advisors Onboards Seven New Teams in Q3
NewEdge Advisors Onboards Seven New Teams in Q3
Oct 24, 2022
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1 Min Read
byWealthManagement.com Staff
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Retirement
How Will the Securian Acquisition Change The Standard?
How Will the Securian Acquisition Change The Standard?
Oct 24, 2022
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1 Min Read
byFred Barstein, The Retirement Adviser University,
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Industry News & Trends
Parents Crushed by Kids' College Debt Get Relief in Biden’s Forgiveness Plan
Parents Crushed by Kids' College Debt Get Relief in Biden’s Forgiveness Plan
Oct 24, 2022
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1 Min Read
byElla Ceron and Claire Ballentine
UBS
Industry News & Trends
Palace Intrigue at UBS Pits CEO Against a Rising Star
Palace Intrigue at UBS Pits CEO Against a Rising Star
Oct 24, 2022
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1 Min Read
byMarion Halftermeyer and Myriam Balezou
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Retirement
401(k) Real Chat: Shawn O'Brien
401(k) Real Chat: Shawn O'Brien
Oct 21, 2022
byFred Barstein, The Retirement Adviser University,
ebbing-tide.jpg
RIA
RIA Deal-Makers Face an Ebbing Tide
RIA Deal-Makers Face an Ebbing Tide
Oct 21, 2022
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1 Min Read
byDiana Britton, Managing Editor
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Industry News & Trends
VettaFi Buys Advisor Perspectives
VettaFi Buys Advisor Perspectives
Oct 21, 2022
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1 Min Read
byWealthManagement.com Staff
brain businessman
Growth Strategies
The First Step to More Affluent Clients
The First Step to More Affluent Clients
Oct 20, 2022
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1 Min Read
byKevin A. Nichols, Director of Coaching
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Career Moves
Mindy Diamond on Independence: A Former $350M UBS Advisor on His Journey From Termination to Expungement to Independence
Mindy Diamond on Independence: A Former $350M UBS Advisor on His Journey From Termination to Expungement to Independence
Oct 20, 2022
byMindy Diamond, CEO, Diamond Consultants
David DeVoe Summit
RIA
DeVoe: RIA M&A Still Robust, but Deals Getting Smaller
DeVoe: RIA M&A Still Robust, but Deals Getting Smaller
Oct 20, 2022
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1 Min Read
byAli Hibbs, Reporter
Robert "RJ" Moore and Frank Smith
RIA
Private Advisor Group President to Succeed RJ Moore as CEO
Private Advisor Group President to Succeed RJ Moore as CEO
Oct 20, 2022
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1 Min Read
byDiana Britton, Managing Editor
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Industry News & Trends
The Society for Lifetime Planning Joins Kestra Financial
The Society for Lifetime Planning Joins Kestra Financial
Oct 19, 2022
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1 Min Read
byAli Hibbs, Reporter
Sequoia founder and CEO Tom Haught
RIA
Sequoia Financial Group Sells $200M Stake to Valeas Capital Partners
Sequoia Financial Group Sells $200M Stake to Valeas Capital Partners
Oct 19, 2022
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1 Min Read
byAli Hibbs, Reporter
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Business Planning
Five Strategies to Overcome the Financial Advisor Shortage
Five Strategies to Overcome the Financial Advisor Shortage
Oct 19, 2022
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1 Min Read
byChris Kerckhoff
401k real talk
Retirement
401(k) Real Talk Episode 38: October 19, 2022
401(k) Real Talk Episode 38: October 19, 2022
Oct 19, 2022
byFred Barstein, The Retirement Adviser University,
SEC building
Regulation & Compliance
SEC Claims Deceased Advisors’ Ponzi Scheme Continues To Cheat Investors
SEC Claims Deceased Advisors’ Ponzi Scheme Continues To Cheat Investors
Oct 18, 2022
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1 Min Read
byPatrick Donachie, Senior Reporter

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