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mercer advisors office

RIA Roundup: Mercer Scoops Up 2 Firms, $580M in Assets RIA Roundup: Mercer Scoops Up 2 Firms, $580M in Assets

Mercer Global Advisors picked up two more firms with more than half a billion in combined assets, while Robertson Stephens, WEG, NewEdge Wealth, Hub International, Kestra, and RFG all announced new additions this week.

byAli Hibbs, Reporter

Jul 7, 2023

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1 Min Read

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Insights & Analysis

The WealthStack Podcast: Fixing the RIA Fee Billing Conundrum With Lacey Shrum The WealthStack Podcast: Fixing the RIA Fee Billing Conundrum With Lacey Shrum

byShannon Rosic, Moderator

Jul 7, 2023

Focus Financial Office

Focus Shareholder to Dismiss Lawsuit Against the Company Focus Shareholder to Dismiss Lawsuit Against the Company

byDiana Britton, Moderator

Jul 7, 2023

1 Min Read

LPL Financial sign

Former LPL Exec Returns to Build Out Succession, M&A Functions Former LPL Exec Returns to Build Out Succession, M&A Functions

byDiana Britton, Moderator

Jul 6, 2023

1 Min Read

Cerity Partners CEO Kurt Miscinski

Cerity Partners Adds $2.5B AJ Wealth Cerity Partners Adds $2.5B AJ Wealth

Jul 5, 2023

1 Min Read

Industry News & Trends

NAPFA Updates Membership Standards to Allow for Some Commissions NAPFA Updates Membership Standards to Allow for Some Commissions

byDiana Britton, Moderator

Jul 5, 2023

1 Min Read

Industry News & Trends

JD Power: Advisors Increasingly Bogged Down by Administration, Compliance

JD Power: Advisors Increasingly Bogged Down by Administration, Compliance

byAli Hibbs, Reporter

Industry News & Trends

Credit Suisse Wealth Staff Told to Prep for Management Roles

Credit Suisse Wealth Staff Told to Prep for Management Roles

Insights & Analysis

Navigating the Crossroads: Exploring the Intersection of Emerging Markets and Commodities in Today’s Financial Landscape

Navigating the Crossroads: Exploring the Intersection of Emerging Markets and Commodities in Today’s Financial Landscape

SEC building

Regulation & Compliance

SEC Obtains Final Judgment Against Former Broker Convicted of Fraud

SEC Obtains Final Judgment Against Former Broker Convicted of Fraud

byDiana Britton, Moderator, Managing Editor

hyperconvergence handbook image

Convergence Dominates the Financial Advisor M&A Market

Convergence Dominates the Financial Advisor M&A Market

byFred Barstein, The Retirement Adviser University,

Industry News & Trends

Most Advisors Planned for Student Loan Payments, Despite Biden Plan

Most Advisors Planned for Student Loan Payments, Despite Biden Plan

byRob Burgess, Technology Reporter

Emigrant

RIA Roundup: Emigrant Partners Stakes MONECO Advisors

RIA Roundup: Emigrant Partners Stakes MONECO Advisors

byAli Hibbs, Reporter

Sponsored Content

Current Trends in Advisory Firm M&A

Current Trends in Advisory Firm M&A

The WealthStack Podcast: Demystifying the Decumulation Phase of Retirement Planning with Sheryl O’Connor

The WealthStack Podcast: Demystifying the Decumulation Phase of Retirement Planning with Sheryl O’Connor

byShannon Rosic, Moderator, Director of WealthStack Content and Solutions

SEC building

Regulation & Compliance

SEC Report on Forced Arbitration Clauses Finds RIA Clients at Disadvantage

SEC Report on Forced Arbitration Clauses Finds RIA Clients at Disadvantage

byAli Hibbs, Reporter

walgreens

Industry News & Trends

Net Lease Drugstores Provide Hidden Insights on Broader Real Estate Market Trends

Net Lease Drugstores Provide Hidden Insights on Broader Real Estate Market Trends

Mindy Diamond on Independence: Marketing Tips for Advisors From Megan Carpenter

Mindy Diamond on Independence: Marketing Tips for Advisors From Megan Carpenter

byMindy Diamond, Louis Diamond

college student

Are You Smarter Than a College Financial Planning Student?

Are You Smarter Than a College Financial Planning Student?

Fidelity Poll Finds Unrealistic Value Expectations Are Sinking RIA Deals

Fidelity Poll Finds Unrealistic Value Expectations Are Sinking RIA Deals

byAli Hibbs, Reporter

Regulation & Compliance

Influential House Republicans Float Regulatory Framework for Crypto

Influential House Republicans Float Regulatory Framework for Crypto

bySandra G Swirski, Founder

Business Planning

Focused on the Future: Leslie Tabor on Why Every Financial Advisory Firm Needs a Talent Strategy

Focused on the Future: Leslie Tabor on Why Every Financial Advisory Firm Needs a Talent Strategy

bySuzanne Siracuse, CEO

Industry News & Trends

Most Rookie Advisors Washed Out in 2022

Most Rookie Advisors Washed Out in 2022

byAli Hibbs, Reporter

What Does Independence Really Mean in the Wealth Management Industry?

What Does Independence Really Mean in the Wealth Management Industry?

byJason Diamond, Vice President, Senior Consultant, Diamond Consultants

Industry News & Trends

North American Wealth Takes 8% Hit in 2022

North American Wealth Takes 8% Hit in 2022

byDiana Britton, Moderator, Managing Editor

David Canter RIA news

Bluespring Details ‘Blueprint for Growth’ Initiative

Bluespring Details ‘Blueprint for Growth’ Initiative

byAli Hibbs, Reporter

RIA Edge Podcast: RIA M&A Midyear Update With Jessica Polito

RIA Edge Podcast: RIA M&A Midyear Update With Jessica Polito

byMark Bruno, Managing Director, Wealth Management

Bruce Milam Miracle Mile Advisors RIA news

$4.7B Miracle Mile Advisors Names First CEO

$4.7B Miracle Mile Advisors Names First CEO

byAli Hibbs, Reporter

$1B Maryland RIA Adds Goldman Sachs as Custodian

$1B Maryland RIA Adds Goldman Sachs as Custodian

byDiana Britton, Moderator, Managing Editor

Nobel Laureate Harry Markowitz Was a Misunderstood Economist

Nobel Laureate Harry Markowitz Was a Misunderstood Economist

Raymond James Names New Head of Advisor Inclusion Networks

Raymond James Names New Head of Advisor Inclusion Networks

byPatrick Donachie, Senior Reporter

The Next 401(k) Land Grab—Participant Data

The Next 401(k) Land Grab—Participant Data

byFred Barstein, The Retirement Adviser University,

Risk, Retirement Remain Top of Mind for Advisors

Risk, Retirement Remain Top of Mind for Advisors

byAli Hibbs, Reporter

Industry News & Trends

LPL OSJ Gateway Financial Partners Introduces Equity Participation Program

LPL OSJ Gateway Financial Partners Introduces Equity Participation Program

byDiana Britton, Moderator, Managing Editor

RIA Roundup: Geller Opens South Florida Office, Unveils New Brand

RIA Roundup: Geller Opens South Florida Office, Unveils New Brand

byAli Hibbs, Reporter