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Burt White Carson Grouop
RIA
Carson Tech Council Seeks to Create AI-enabled 'Cyborg Advisors'Carson Tech Council Seeks to Create AI-enabled 'Cyborg Advisors'

Carson Group replaced its chief technology officer with a four-person technology team as the firm moves to embrace AI-enabled efficiencies.

byAli Hibbs, Reporter
Sep 26, 2023
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1 Min Read
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Insights & Analysis
A Modern Approach to Value InvestingA Modern Approach to Value Investing
Sep 26, 2023
LPL Financial
M&A
LPL Opens Acquisition Model to External AdvisorsLPL Opens Acquisition Model to External Advisors
byAli Hibbs
Sep 26, 2023
1 Min Read
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RIA
Pitcairn Names New CEOPitcairn Names New CEO
byAli Hibbs
Sep 26, 2023
1 Min Read
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Regulation & Compliance
SEC: New York Advisor Touted 'Trillions' in AUMSEC: New York Advisor Touted 'Trillions' in AUM
byPatrick Donachie
Sep 25, 2023
1 Min Read
dws-deutsche-bank.jpg
Industry News & Trends
Deutsche Bank’s DWS to Pay $25 Million to Settle SEC ProbesDeutsche Bank’s DWS to Pay $25 Million to Settle SEC Probes
byNicholas Comfort and Austin Weinstein
Sep 25, 2023
1 Min Read
US SEC building in Washington, D.C., 2008
Regulation & Compliance
Mass. RIA to Pay $1M to Settle SEC Marketing Noncompliance Charges
Mass. RIA to Pay $1M to Settle SEC Marketing Noncompliance Charges
Sep 25, 2023
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1 Min Read
byPatrick Donachie, Senior Reporter
brain businessman
Industry News & Trends
Shaping Wealth to Hold Its First Behavioral Finance-Focused Virtual Event
Shaping Wealth to Hold Its First Behavioral Finance-Focused Virtual Event
Sep 25, 2023
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1 Min Read
byRob Burgess, Technology Reporter
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Insights & Analysis
Beta-Bing, Beta-Boom: Why Passive Investing May Be Setting Up Long Term Investors to Fail
Beta-Bing, Beta-Boom: Why Passive Investing May Be Setting Up Long Term Investors to Fail
Sep 25, 2023
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1 Min Read
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Industry News & Trends
Wells Fargo Preps for Wealth Battle After $1 Billion Turnaround
Wells Fargo Preps for Wealth Battle After $1 Billion Turnaround
Sep 25, 2023
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1 Min Read
byHannah Levitt
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RIA
RIA M&A Sees ‘Notable Uptick’ After 9 Months of Declining Activity
RIA M&A Sees ‘Notable Uptick’ After 9 Months of Declining Activity
Sep 24, 2023
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1 Min Read
byAli Hibbs, Reporter
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RIA
RIA Roundup: NFP Acquires Divergent Wealth Advisors
RIA Roundup: NFP Acquires Divergent Wealth Advisors
Sep 22, 2023
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1 Min Read
byAli Hibbs, Reporter
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Regulation & Compliance
SEC Fines Goldman Sachs, Citadel Over Trading Errors
SEC Fines Goldman Sachs, Citadel Over Trading Errors
Sep 22, 2023
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1 Min Read
byAustin Weinstein
WMIQ_Realized Webinar_102623_GettyImages-1358651450.jpg
Insights & Analysis
Real Estate Investing: Tapping the Untapped Demand for Advice
Real Estate Investing: Tapping the Untapped Demand for Advice
Sep 21, 2023
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RIA
Cetera to Promote Tom Halloran to Head of Independent Channel
Cetera to Promote Tom Halloran to Head of Independent Channel
Sep 21, 2023
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1 Min Read
byDiana Britton, Moderator, Managing Editor
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Career Moves
Mindy Diamond on Independence: Jack Peterson on Summit Trail's Blockbuster Breakaway
Mindy Diamond on Independence: Jack Peterson on Summit Trail's Blockbuster Breakaway
Sep 21, 2023
byMindy Diamond, Louis Diamond
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Industry News & Trends
Scenes from the 2023 WealthManagement.com Industry Awards
Scenes from the 2023 WealthManagement.com Industry Awards
Sep 21, 2023
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31 Slides
byWealthManagement.com Staff
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Regulation & Compliance
Former Deutsche Bank Broker Pleads Guilty To Crypto-Related Fraud
Former Deutsche Bank Broker Pleads Guilty To Crypto-Related Fraud
Sep 20, 2023
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1 Min Read
byPatrick Donachie, Senior Reporter
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Business Planning
Focused on the Future: JC Abusaid on Being Fearless and Defining Your Northstar
Focused on the Future: JC Abusaid on Being Fearless and Defining Your Northstar
Sep 20, 2023
bySuzanne Siracuse, CEO
401k-real-talk-2023-USE.png
RPA
401(k) Real Talk Episode 77: September 20, 2023
401(k) Real Talk Episode 77: September 20, 2023
Sep 20, 2023
byFred Barstein, The Retirement Adviser University,
student-baylor-university-campus.jpg
Industry News & Trends
FAFSA Is Getting a Makeover, Here's What You Need to Know
FAFSA Is Getting a Makeover, Here's What You Need to Know
Sep 19, 2023
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1 Min Read
byPaulina Cachero and Francesca Maglione
WMIQ_MMA_101223_Webinar_GettyImages-1404061030.jpg
Insights & Analysis
Shaping Future Success: Financial Advisors Embrace Convergence, Growth, and Technology
Shaping Future Success: Financial Advisors Embrace Convergence, Growth, and Technology
Sep 19, 2023
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Career Moves
Unlocking Succession Gridlock
Unlocking Succession Gridlock
Sep 19, 2023
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1 Min Read
byAlicia Chandler
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Industry News & Trends
Kevin Durant Launches Sports and Entertainment Advisory Firm
Kevin Durant Launches Sports and Entertainment Advisory Firm
Sep 19, 2023
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1 Min Read
byRandall Williams
William Galvin
Regulation & Compliance
Robinhood's Loss Could Embolden States Still on the Fiduciary Fence
Robinhood's Loss Could Embolden States Still on the Fiduciary Fence
Sep 19, 2023
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1 Min Read
byPatrick Donachie, Senior Reporter
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Industry News & Trends
New Survey Makes the Business Case for Pro Bono Planning
New Survey Makes the Business Case for Pro Bono Planning
Sep 19, 2023
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1 Min Read
byDiana Britton, Moderator, Managing Editor
jamie-hopkins-edge.jpg
RIA
Carson’s Jamie Hopkins to Lead Private Wealth Team at Bryn Mawr Trust
Carson’s Jamie Hopkins to Lead Private Wealth Team at Bryn Mawr Trust
Sep 19, 2023
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1 Min Read
byAli Hibbs, Reporter
Mesirow_Financial_Holdings_Inc.jpg
RIA
Mesirow Acquires $1.2B Front Barnett
Mesirow Acquires $1.2B Front Barnett
Sep 19, 2023
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1 Min Read
byAli Hibbs, Reporter
Cetera financial
Industry News & Trends
Moody’s, S&P Look to Possible Downgrades of Cetera Debt
Moody’s, S&P Look to Possible Downgrades of Cetera Debt
Sep 18, 2023
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1 Min Read
byDiana Britton, Moderator, Managing Editor
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Business Planning
How RIAs Can Build A Healthy Family Environment
How RIAs Can Build A Healthy Family Environment
Sep 18, 2023
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1 Min Read
byLazetta Rainey Braxton
chris-burke-francis.jpg
Industry News & Trends
LPL Lures $1.2B Morgan Stanley Veterans
LPL Lures $1.2B Morgan Stanley Veterans
Sep 18, 2023
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1 Min Read
byDiana Britton, Moderator, Managing Editor
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RPA
Top Compliance and Litigation Tips for 401(k) Plans
Top Compliance and Litigation Tips for 401(k) Plans
Sep 18, 2023
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1 Min Read
byFred Barstein, The Retirement Adviser University,
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RPA
RPA Conversations: Jonathan Young
RPA Conversations: Jonathan Young
Sep 18, 2023
byFred Barstein, The Retirement Adviser University,
Peter Raimondi
RIA
RIA Roundup: Dakota Wealth Management Grows to $3.8B with Jonathan D. Pond Acquisition
RIA Roundup: Dakota Wealth Management Grows to $3.8B with Jonathan D. Pond Acquisition
Sep 18, 2023
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1 Min Read
byAli Hibbs, Reporter
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Insights & Analysis
Workforce Housing: Finding Asymmetrical Returns in Uncertain Times
Workforce Housing: Finding Asymmetrical Returns in Uncertain Times
Sep 15, 2023

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