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Curi Capital CEO Dimitri Eliopoulos and RMB founding partner and CEO Dick Burridge

Curi Buys Majority Stake in $9.6B RMB Capital Curi Buys Majority Stake in $9.6B RMB Capital

The national healthcare advisory firm will merge its wealth management business, Curi Capital, with RMB.

byAli Hibbs, Reporter

Nov 21, 2023

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1 Min Read

Morgan Stanley Co-President Saperstein Diagnosed With Cancer Morgan Stanley Co-President Saperstein Diagnosed With Cancer

bySridhar Natarajan and Daniel Taub

Nov 21, 2023

1 Min Read

Tricia Rothschild

Tricia Rothschild Joins Private Equity Firm Advent International Tricia Rothschild Joins Private Equity Firm Advent International

Nov 21, 2023

1 Min Read

Regulation & Compliance

SEC Charges Laidlaw & Co. Reps With Excessive Trading, Violating Reg BI SEC Charges Laidlaw & Co. Reps With Excessive Trading, Violating Reg BI

byPatrick Donachie

Nov 21, 2023

1 Min Read

citigroup-branch-office

Citigroup Wealth Services Head Campos Exits After Three Decades Citigroup Wealth Services Head Campos Exits After Three Decades

byAmbereen Choudhury and Chanyaporn Chanjaroen

Nov 21, 2023

1 Min Read

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Industry News & Trends

The RIA Edge 100: Growing Above and Beyond The RIA Edge 100: Growing Above and Beyond

Nov 21, 2023

Regulation & Compliance

Robinhood: Many Investors Will Lose Access to the Market Under SEC AI Rule

Robinhood: Many Investors Will Lose Access to the Market Under SEC AI Rule

byPatrick Donachie, Senior Reporter

Morgan Stanley Taps Finn to Run $4.8T Wealth Business

Morgan Stanley Taps Finn to Run $4.8T Wealth Business

bySridhar Natarajan

Regulation & Compliance

Alpine Securities Argues FINRA 'Must Be Bound' By the Constitution

Alpine Securities Argues FINRA 'Must Be Bound' By the Constitution

byPatrick Donachie, Senior Reporter

RPAs Need Wealth Management Skills to Serve Unadvised, Ignored 401(k) Participants

RPAs Need Wealth Management Skills to Serve Unadvised, Ignored 401(k) Participants

byFred Barstein, The Retirement Adviser University,

Goldman Sachs Lures $650M Former Morgan Stanley Team to Custody Platform

Goldman Sachs Lures $650M Former Morgan Stanley Team to Custody Platform

byDiana Britton, Moderator, Managing Editor

Client Relations

Edelman Financial Sues Mariner For Stealing Clients, Defamation

Edelman Financial Sues Mariner For Stealing Clients, Defamation

byWealthManagement.com Staff

RIA Roundup: Carson Wealth Adds Locations in Georgia, Montana

RIA Roundup: Carson Wealth Adds Locations in Georgia, Montana

byAli Hibbs, Reporter

Insights & Analysis

Making the Most of Your Asset Manager Partners

Making the Most of Your Asset Manager Partners

Maya Joelson Joins Savvy Advisors from Perigon Wealth Management

Maya Joelson Joins Savvy Advisors from Perigon Wealth Management

byAli Hibbs, Reporter

Insights & Analysis

The WealthStack Podcast: The Power of Visuals to Create Deeper Engagement with Dr. Ross Riskin

The WealthStack Podcast: The Power of Visuals to Create Deeper Engagement with Dr. Ross Riskin

byShannon Rosic, Moderator, Director of WealthStack Content and Solutions

Ketoret Capital Leaves Sanctuary for Focus Financial Partner, Telemus Capital

Ketoret Capital Leaves Sanctuary for Focus Financial Partner, Telemus Capital

byAli Hibbs, Reporter

archetypes

The 5 Advisor Archetypes

The 5 Advisor Archetypes

byJason Diamond, Vice President, Senior Consultant, Diamond Consultants

Wealth Enhancement Group

Wealth Enhancement Group Closes on Two NY Acquisitions

Wealth Enhancement Group Closes on Two NY Acquisitions

byAli Hibbs, Reporter

Steward Partners Launches New Division with $3B AUM Acquisition

Steward Partners Launches New Division with $3B AUM Acquisition

byAli Hibbs, Reporter

Edelman Financial Engines

Edelman Financial Engines Picks Up PRW Wealth Management

Edelman Financial Engines Picks Up PRW Wealth Management

byAli Hibbs, Reporter

Insights & Analysis

Partner for Portfolios: Scale and differentiation with models

Partner for Portfolios: Scale and differentiation with models

DOL sign

Regulation & Compliance

DOL Rejects Calls to Extend Comment Period for Fiduciary Rule

DOL Rejects Calls to Extend Comment Period for Fiduciary Rule

byPatrick Donachie, Senior Reporter

Insights & Analysis

FMG’s Top 5 Marketing Predictions for 2024

FMG’s Top 5 Marketing Predictions for 2024

Insights & Analysis

The top 5 growth-fueled approaches leading RIAs will leverage in 2024

The top 5 growth-fueled approaches leading RIAs will leverage in 2024

Savant Wealth Management to Buy $2.2B Bridgeworth Wealth Management

Savant Wealth Management to Buy $2.2B Bridgeworth Wealth Management

byAli Hibbs, Reporter

401k plan

Seven Reasons Why RIAs Should Offer 401(k) Plan Services to Clients

Seven Reasons Why RIAs Should Offer 401(k) Plan Services to Clients

byJoel Schiffman

tru Independence Partners with Opto to Offer Private Investments

tru Independence Partners with Opto to Offer Private Investments

byAli Hibbs, Reporter

Shirl Penney

Dynasty Sets $100B Growth Goal

Dynasty Sets $100B Growth Goal

byAli Hibbs, Reporter

Industry News & Trends

Prospera to Buy Advisor Practices

Prospera to Buy Advisor Practices

byDiana Britton, Moderator, Managing Editor

Incoming Nitrogen CEO Dan Zitting and co-founder Aaron Klein

Aaron Klein to Step Down as Nitrogen CEO

Aaron Klein to Step Down as Nitrogen CEO

byPatrick Donachie, Senior Reporter

finra

Regulation & Compliance

FINRA Fines Canadian Firm For Reg BI Violations

FINRA Fines Canadian Firm For Reg BI Violations

byPatrick Donachie, Senior Reporter

401(k) Industry Sends Urgent Call to Wealth Advisors

401(k) Industry Sends Urgent Call to Wealth Advisors

byFred Barstein, The Retirement Adviser University,

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Franklin Tsung on RIAs

Franklin Tsung on RIAs

Snowden Lane Exceeds $1B in Recruited Assets in 2023

Snowden Lane Exceeds $1B in Recruited Assets in 2023

byAli Hibbs, Reporter