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Jerod Wurm (left) and Casey Frye
RIA
Carson Acquires $365M Sacramento FirmCarson Acquires $365M Sacramento Firm

Advisors Jerod Wurm and Casey Frye in Roseville, Calif., join Carson from Wells Fargo Advisors Financial Network.

byDiana Britton, Managing Editor
Jan 28, 2025
|
1 Min Read
Hightower office
RIA
Judge Voids Hightower Non-Compete Against Former AdvisorJudge Voids Hightower Non-Compete Against Former Advisor
byDiana Britton
Jan 28, 2025
1 Min Read
shopping mall bags US Economy ASI economic sentiment
RIA
Advisor Sentiment Index: RIA Economic Optimism Ends 2024 at Record HighAdvisor Sentiment Index: Economic Optimism Ends 2024 at Record High
byWealthManagement.com Staff
Jan 27, 2025
1 Min Read
Cedrus Financial Managing Partner Mark Neely
RIA
Arax Nabs $1B Colorado RIAArax Nabs $1B Colorado RIA
byDiana Britton
Jan 27, 2025
1 Min Read
uber car driver
RPA
How to Handle the Expected Tsunami of New 401(k) PlansHow to Handle the Expected Tsunami of New 401(k) Plans
byFred Barstein
Jan 27, 2025
1 Min Read
SEC building seal
Regulation & Compliance
Arete Wealth Fights Back on SEC ChargesArete Wealth Fights Back on SEC Charges
byPatrick Donachie
Jan 24, 2025
1 Min Read
Janney Montgomery Scott CEO Tony Miller
Career Moves
Janney Montgomery Scott Names New CEO
Janney Montgomery Scott Names New CEO
Jan 24, 2025
|
1 Min Read
byDiana Britton, Managing Editor
Merriman CEO Jeremy Burger
RIA
Focus Hub Merges In $4B Seattle RIA
Focus Hub Merges In $4B Seattle RIA
Jan 24, 2025
|
1 Min Read
byDiana Britton, Managing Editor
The WealthStack Podcast Davis Janowski wealthtech
WealthTech
The WealthStack Podcast: 2025 WealthTech Projections & Predictions with Davis Janowski
WealthStack Podcast: 2025 WealthTech Predictions with Davis Janowski
Jan 24, 2025
byShannon Rosic - Moderator, Director of WealthStack Content and Solutions
Carson Group headquarters
RIA
Carson Group Fully Acquires $1B Chicago RIA
Carson Group Fully Acquires $1B Chicago Firm
Jan 23, 2025
|
1 Min Read
byPatrick Donachie, Senior Reporter
Compound Planning co-founders Christian Haigh (left) and Alex Farman-Farmaian
RIA
Compound Planning Reels in Four Advisors, Bringing AUM to Over $2.5B
Compound Planning Adds Four Advisors, Bringing AUM to Over $2.5B
Jan 23, 2025
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1 Min Read
byDiana Britton, Managing Editor
Move Health co-founder and Head of Growth Cole Craven (left) and Caribou CEO Christine Simone
WealthTech
Caribou And Its HealthPlanner Technology Acquired By Move Health
Caribou And Its HealthPlanner Technology Acquired By Move Health
Jan 23, 2025
|
1 Min Read
byDavis Janowski - Moderator, Senior Technology Editor
Merit Financial Advisors office
RIA
Merit Financial Advisors Hires Captrust Alum To Steer M&A
Merit Financial Advisors Hires Captrust Alum To Steer M&A
Jan 23, 2025
|
1 Min Read
byPatrick Donachie, Senior Reporter
Dan Bolton Wealth.com
Career Moves
Wealth.com Recruits New Marketing Head from Nitrogen
Wealth.com Recruits New Marketing Head from Nitrogen
Jan 23, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
joining building puzzle pieces
RIA
The Top 10 Wealth Management M&A Deals in 2024
The Top 10 Wealth Management M&A Deals in 2024
Jan 23, 2025
|
11 Slides
byDiana Britton, Managing Editor
PWL Capital
RIA
OneDigital Buys C$5.5B Montreal Wealth Manager
OneDigital Buys C$5.5B Montreal Wealth Manager
Jan 23, 2025
|
1 Min Read
byDiana Britton, Managing Editor
401k Real Talk with Fred Barstein
RPA
401(k) Real Talk Episode 136: January 22, 2025
401(k) Real Talk Episode 136: January 22, 2025
Jan 22, 2025
byFred Barstein, The Retirement Adviser University,
handshake business team RIA merger
M&A
Cambridge's BridgePort Closed 2024 with Double Deal Totaling $400M
Cambridge's BridgePort Closed 2024 with Double Deal Totaling $400M
Jan 22, 2025
|
1 Min Read
byDiana Britton, Managing Editor
Envestnet CEO Chris Todd
WealthTech
Chris Todd Named Envestnet CEO
Chris Todd Named Envestnet CEO
Jan 21, 2025
|
1 Min Read
byDavis Janowski - Moderator, Senior Technology Editor
merger puzzle
Support Platforms
Merchant-Backed Fin.Link Hires New President
Merchant-Backed Fin.Link Hires New President
Jan 21, 2025
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1 Min Read
byDiana Britton, Managing Editor
Acting SEC Chair Mark Uyeda
Regulation & Compliance
New Acting SEC Chair Uyeda Launches Crypto Task Force
New Acting SEC Chair Uyeda Launches Crypto Task Force
Jan 21, 2025
|
1 Min Read
byPatrick Donachie, Senior Reporter
SEC building
Regulation & Compliance
SEC Charges Arete Wealth, Part of Final Rush of Pre-Trump Actions
SEC Charges Arete Wealth, Part of Final Rush of Pre-Trump Actions
Jan 21, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
advisor on phone
Investment
Survey: Investors Value Trust in Advisors More Than Performance
Survey: Investors Value Trust in Advisors More Than Performance
Jan 21, 2025
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1 Min Read
byElaine Misonzhnik, Senior Editor, Investments
RIA Edge Podcast Integrated Partners President Andree Mohr
RIA Edge
RIA Edge Podcast: Integrated Partners’ Andree Mohr on Sophisticated Financial Planning and the ‘Ceiling of Complexity’ That Holds Some RIAs Back
RIA Edge Podcast: Integrated Partners’ Andree Mohr on Sophisticated Financial Planning
Jan 21, 2025
byDavid Armstrong, Executive Director, Content and User Engagement at WealthManagement.com
401k money envelope
RPA
The 401(k) Industry’s Biggest Opportunities Are Also its Biggest Challenges
The 401(k) Industry’s Biggest Opportunities are also its Biggest Challenges
Jan 21, 2025
|
1 Min Read
byFred Barstein, The Retirement Adviser University,
SEC building
Regulation & Compliance
SEC Charges Pennsylvania Advisor Who Used Client Funds on Country Club Dues
SEC Charges Pennsylvania Advisor Who Used Client Funds on Country Club Dues
Jan 17, 2025
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1 Min Read
byDiana Britton, Managing Editor
Vanguard Group company sign
Retirement
Vanguard to Pay $106M Over Retirement Fund Violations
Vanguard to Pay $106M Over Retirement Fund Violations
Jan 17, 2025
|
1 Min Read
401(k) Real Chat Matt Eickman ERISA lawsuits Fiduciary Law Center
RPA
401(k) Real Chat: Matthew Eickman
401(k) Real Chat: Matthew Eickman
Jan 17, 2025
byFred Barstein, The Retirement Adviser University,
sec-seal-new.jpg
Regulation & Compliance
Wells Fargo, Merrill Lynch Pay $60M to Settle Cash Sweep Charges
Wells Fargo, Merrill Lynch Pay $60M to Settle Cash Sweep Charges
Jan 17, 2025
|
1 Min Read
byDiana Britton, Managing Editor
LPL Financial
Regulation & Compliance
LPL Financial Hit with Anti-Money Laundering Violations
LPL Financial Hit with Anti-Money Laundering Violations
Jan 17, 2025
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1 Min Read
byDavid Bodamer, Executive Editor, Investments
cetera office
WealthTech
WealthStack Roundup: Cetera To Employ AI From TIFIN
WealthStack Roundup: Cetera To Employ AI From TIFIN
Jan 17, 2025
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1 Min Read
byDavis Janowski - Moderator, Senior Technology Editor
investing chart with dollars in background
Alternative Investments
Alto Partners with Angel Capital Association for Early-Stage Investment Options
Alto Partners with Angel Capital Association for Early-Stage Investment Options
Jan 16, 2025
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1 Min Read
byElaine Misonzhnik, Senior Editor, Investments
RBC royal bank of canada logo on building
Industry News & Trends
$1.2B JP Morgan New York Team Jumps to RBC
$1.2B JP Morgan New York Team Jumps to RBC
Jan 16, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
business meeting business training advisor training
Business Planning
New Year, New Advisors
New Year, New Advisors
Jan 16, 2025
|
1 Min Read
morgan-merrill.jpg
Industry News & Trends
Merrill, Morgan Stanley Wealth Divisions Boost Revenue in Q4
Merrill, Morgan Stanley Wealth Divisions Boost Revenue in Q4
Jan 16, 2025
|
1 Min Read
byPatrick Donachie, Senior Reporter

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Investing Strategies
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Peakline Partners Bill Rudnick, executive managing director
Alternative Investments
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Kathy Wunderi Wealth.com
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