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RPA 401k Real Talk with Fred Barstein retirement news logo in a gray background |
RPA
401(k) Real Talk Episode 101: April 10, 2024401(k) Real Talk Episode 101: April 10, 2024

Open, honest and candid discussion about March Job growth, advisor conflicts of interest, whether the 401(k) era is over and more.

byFred Barstein, The Retirement Adviser University,
Apr 10, 2024
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RIA
Modern Wealth Management Hires Jason Del Col to Lead AdvisoryModern Wealth Management Hires Jason Del Col to Lead Advisory
byAli Hibbs
Apr 10, 2024
1 Min Read
AmeriFlex Group Adds 16 Advisors, $1.9B in Q1
RIA
AmeriFlex Group Adds 16 Advisors, $1.9B in Q1AmeriFlex Group Adds 16 Advisors, $1.9B in Q1
byAli Hibbs
Apr 10, 2024
1 Min Read
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Industry News & Trends
LPL Adds $300M Kentucky Team from AmeripriseLPL Adds $300M Kentucky Team from Ameriprise
byDiana Britton
Apr 10, 2024
1 Min Read
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RIA
Q&A: AlTi Global CEO on Going Public in a Challenging MarketQ&A: AlTi Global CEO on Going Public in a Challenging Market
byAli Hibbs
Apr 9, 2024
1 Min Read
Texas Firm, Suspended Rep Are FINRA’s Latest Reg BI Targets
Regulation & Compliance
Texas Firm, Suspended Rep Are FINRA’s Latest Reg BI TargetsTexas Firm, Suspended Rep Are FINRA’s Latest Reg BI Targets
byPatrick Donachie
Apr 9, 2024
1 Min Read
Burt White
Industry News & Trends
Ron Carson Steps Down as Carson Group CEO
Ron Carson Steps Down as Carson Group CEO
Apr 9, 2024
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1 Min Read
byRob Burgess, Technology Reporter
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Industry News & Trends
J.P. Morgan Asset Management Solutions Names New CIO of Tax Smart Strategies
J.P. Morgan Asset Management Solutions Names New CIO of Tax Smart Strategies
Apr 9, 2024
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1 Min Read
byRob Burgess, Technology Reporter
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RIA
Former Merrill Lynch Advisors Launch $550M Dynasty-Backed RIA
Former Merrill Lynch Advisors Launch $550M Dynasty-Backed RIA
Apr 9, 2024
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1 Min Read
byDiana Britton, Managing Editor
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RIA
Stratos Wealth Brings First Two Affiliates onto Private Wealth Platform
Stratos Wealth Brings First Two Affiliates onto Private Wealth Platform
Apr 9, 2024
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1 Min Read
byAli Hibbs, Reporter
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RPA
The 401(k) Industry Needs to Spend More Time Innovating
The 401(k) Industry Needs to Spend More Time Innovating
Apr 8, 2024
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1 Min Read
byFred Barstein, The Retirement Adviser University,
LPL racked up 11181 advisors in 2012
RIA
LPL’s Head of Wealth Management Departs
LPL’s Head of Wealth Management Departs
Apr 8, 2024
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1 Min Read
byDiana Britton, Managing Editor
Finra
Regulation & Compliance
FINRA Fines Florida B/D $500K For Not Retaining Business-Related Texts
FINRA Fines Florida B/D $500K For Not Retaining Business-Related Texts
Apr 8, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
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RIA
Steward Partners Recruited $1B in the First Two Months of 2024
Steward Partners Recruited $1B in the First Two Months of 2024
Apr 8, 2024
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1 Min Read
byAli Hibbs, Reporter
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RIA
Wealth Enhancement Group Hires Former BlackRock Exec to Direct Investments
Wealth Enhancement Group Hires Former BlackRock Exec to Direct Investments
Apr 8, 2024
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1 Min Read
byAli Hibbs, Reporter
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Sponsored Content
Keeping Up With Regulations
Keeping Up With Regulations
Apr 8, 2024
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RIA
RIA Roundup: Following Record Q1, RIA M&A Sees 'Whopper' of a Week
RIA Roundup: Following Record Q1, RIA M&A Sees 'Whopper' of a Week
Apr 5, 2024
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1 Min Read
byAli Hibbs, Reporter
Lars Knudsen Hightower lawsuit RIA news
RIA
Washington Advisor Wins Restraining Order Against Hightower
Washington Advisor Wins Restraining Order Against Hightower
Apr 5, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Michelle McIntyre and Michael Goldfader Sanctuary Wealth RIA news
RIA
Sanctuary Adds Former Pershing, Wells Fargo Execs to Leadership Team
Sanctuary Adds Former Pershing, Wells Fargo Execs to Leadership Team
Apr 4, 2024
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1 Min Read
byAli Hibbs, Reporter
retirees shuffleboard
Retirement
Wall Street Just Doesn’t Get Retirement
Wall Street Just Doesn’t Get Retirement
Apr 4, 2024
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1 Min Read
byAllison Schrager
Cobra trading sign
Regulation & Compliance
FINRA Fines Cobra Trading For Not Supervising Influencers’ Ads
FINRA Fines Cobra Trading For Not Supervising Influencers’ Ads
Apr 4, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
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Industry News & Trends
Americans Are Picking Colleges Not Knowing If They Can Afford It
Americans Are Picking Colleges Not Knowing If They Can Afford It
Apr 4, 2024
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1 Min Read
byFrancesca Maglione and Paulina Cachero
Stacy Coffey Rise Growth Partners RIA news
RIA
Duran's Rise Growth Hires Head of Advisory Partnerships
Duran's Rise Growth Hires Head of Advisory Partnerships
Apr 4, 2024
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1 Min Read
byDiana Britton, Managing Editor
Bill Sowell and Daryl Seaton Sowell Insurance RIA news
RIA
Sowell Management Debuts Affiliated Insurance Business
Sowell Management Debuts Affiliated Insurance Business
Apr 4, 2024
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1 Min Read
byAli Hibbs, Reporter
Diamond Podcast for Financial Advisors Michael Kitces
Career Moves
The Diamond Podcast for Financial Advisors: Michael Kitces on Advisor Well-being
The Diamond Podcast for Financial Advisors: Michael Kitces on Advisor Well-being
Apr 4, 2024
byMindy Diamond, Columnist: Career Moves
David Gottlieb Savvy Wealth RIA news
RIA
Savvy Attracts Real Estate Expertise from EisnerAmper
Savvy Attracts Real Estate Expertise from EisnerAmper
Apr 4, 2024
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1 Min Read
byAli Hibbs, Reporter
SEC building
Regulation & Compliance
RIA Senvest To Pay $6.5M for Text Message Record-Keeping Failures
RIA Senvest To Pay $6.5M for Text Message Record-Keeping Failures
Apr 3, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
commonwealth-building-NEW.jpg
Regulation & Compliance
Commonwealth Ordered To Pay $93M In SEC Share Class Case
Commonwealth Ordered To Pay $93M In SEC Share Class Case
Apr 3, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
The Pines Wealth Management team RIA news
RIA
$500M Merrill Team Breaks Away to Launch North Carolina RIA
$500M Merrill Team Breaks Away to Launch North Carolina RIA
Apr 3, 2024
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1 Min Read
byDiana Britton, Managing Editor
Choreo RIA news
RIA
Choreo Hires Business Development, Practice Management Execs
Choreo Hires Business Development, Practice Management Execs
Apr 3, 2024
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1 Min Read
byDiana Britton, Managing Editor
logo in a gray background |
RPA
401(k) Real Talk Transcript for April 3, 2024
401(k) Real Talk Transcript for April 3, 2024
Apr 3, 2024
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1 Min Read
byFred Barstein, The Retirement Adviser University,
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RIA
Kovitz Adds $3.5B Firm, Creative Planning Picks Up $1.8B in AUM
Kovitz Adds $3.5B Firm, Creative Planning Picks Up $1.8B in AUM
Apr 2, 2024
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1 Min Read
byAli Hibbs, Reporter
Wacker Wealth Partners' Ryan Caldwell and Bryan Krill EP Wealth RIA news
RIA
EP Wealth Advisors Buys Wacker Wealth Partners
EP Wealth Advisors Buys Wacker Wealth Partners
Apr 2, 2024
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1 Min Read
byAli Hibbs, Reporter
Vincita Investment Partners JJ Marus and Lauren Norris RIA news
RIA
Sanctuary Adds $700M Breakaway from Merrill Lynch
Sanctuary Adds $700M Breakaway from Merrill Lynch
Apr 2, 2024
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1 Min Read
byDiana Britton, Managing Editor
Morgan Stanley
Industry News & Trends
Morgan Stanley: Former Rep Broke Non-Solicitation Vows After Joining Wells Fargo
Morgan Stanley: Former Rep Broke Non-Solicitation Vows After Joining Wells Fargo
Apr 2, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter

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