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Pershing office
Industry News & Trends
BNY Pershing Lays Off Business Consulting Group, Product StaffBNY Pershing Lays Off Business Consulting Group, Product Staff

Sources close to the company say the clearing and custody firm has let go of its business consulting group and half a dozen people in its product group, just a week after its annual INSITE conference.

byDiana Britton, Managing Editor
Jun 13, 2024
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1 Min Read
Wells Fargo bank
Industry News & Trends
Wells Fargo Fires Over a Dozen for ‘Simulation of Keyboard Activity’Wells Fargo Fires Over a Dozen for ‘Simulation of Keyboard Activity’
byHannah Levitt
Jun 13, 2024
1 Min Read
Diamond Podcast for Financial Advisors Corey Kupfer
Career Moves
Diamond Podcast for Financial Advisors: An Attorney's Advice on Buying, Selling or Transitioning Your BusinessDiamond Podcast for Financial Advisors: An Attorney's Advice on Buying, Selling or Transitioning Your Business
byLouis Diamond
Jun 13, 2024
summit-trail-advisors-office-logo.jpg
RIA
Dynasty-Backed Summit Trail Adds $3B Group From BMODynasty-Backed Summit Trail Adds $3B Group From BMO
byDiana Britton
Jun 12, 2024
1 Min Read
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RPA
401(k) Real Talk Transcript for June 12, 2024401(k) Real Talk Transcript for June 12, 2024
byFred Barstein
Jun 12, 2024
1 Min Read
RPA 401k Real Talk with Fred Barstein retirement news logo in a gray background |
RPA
401(k) Real Talk Episode 109: June 12, 2024401(k) Real Talk Episode 109: June 12, 2024
byFred Barstein
Jun 12, 2024
Arax CEO Haig Ariyan
RIA
Arax Acquires $1.7B RIA; Recruits $270M Wells Fargo Team
Arax Acquires $1.7B RIA; Recruits $270M Wells Fargo Team
Jun 11, 2024
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1 Min Read
byDiana Britton, Managing Editor
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Sandra Parracino and Richard McWhorter SRM Private Wealth Summit Financial RIA news
RIA
Summit Adds $1.9B Breakaway Team from Merrill Lynch
Summit Adds $1.9B Breakaway Team from Merrill Lynch
Jun 11, 2024
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1 Min Read
byDiana Britton, Managing Editor
Lido Advisors
RIA
Lido Completes First Deal Since Constellation Investment
Lido Completes First Deal Since Constellation Investment
Jun 11, 2024
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1 Min Read
byDiana Britton, Managing Editor
Jerry Patterson Cetera Financial
RIA
Cetera Hires Fidelity Exec as Head of Advanced Wealth
Cetera Hires Fidelity Exec as Head of Advanced Wealth
Jun 10, 2024
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1 Min Read
byDiana Britton, Managing Editor
Focus Financial Office
Industry News & Trends
Focus Financial Partners Appoints New Execs, Including Several from Connectus
Focus Financial Partners Appoints New Execs, Including Several from Connectus
Jun 10, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
business meeting roundtable
RPA
Is the 401(k) Industry Entering a ‘Second’ Golden Age?
Is the 401(k) Industry Entering a ‘Second’ Golden Age?
Jun 10, 2024
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1 Min Read
byFred Barstein, The Retirement Adviser University,
Tim Bello Merchant
RIA
Merchant Looks to Double Its Balance Sheet as It Nears First Canadian Deal
Merchant Looks to Double Its Balance Sheet as It Nears First Canadian Deal
Jun 7, 2024
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1 Min Read
byDiana Britton, Managing Editor
Dollars white house capitol political contributions financial advisors
Regulation & Compliance
Recent Pay-to-Play Case Is Cautionary Tale for Advisors and Political Contributions
Recent Pay-to-Play Case Is Cautionary Tale for Advisors and Political Contributions
Jun 7, 2024
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1 Min Read
byDiana Britton, Managing Editor
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Sponsored Content
Mike Everett, MyVest, on RIAs Driving Organic Growth and Managing Change
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Cresset office
Industry News & Trends
Cresset Adds $1.6B Family Office, Boosts AUM Above $52B
Cresset Adds $1.6B Family Office, Boosts AUM Above $52B
Jun 7, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Scott Baker Cetera
RIA
Cetera Taps Fidelity Personal Trust President to Lead Corporate Strategy
Cetera Taps Fidelity Personal Trust President to Lead Corporate Strategy
Jun 6, 2024
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1 Min Read
byDiana Britton, Managing Editor
Diamond Podcast for Financial Advisors Industry Update compliance
Career Moves
The Diamond Podcast for Financial Advisors: A Guide to Surviving and Thriving in a Hyper-Compliant Environment
The Diamond Podcast for Financial Advisors: A Guide to Surviving and Thriving in a Hyper-Compliant Environment
Jun 6, 2024
byMindy Diamond, Louis Diamond
SEC seal
Regulation & Compliance
Digital Regulation Is On the Rise. Don’t Ignore These Regulators
Digital Regulation Is On the Rise. Don’t Ignore These Regulators
Jun 6, 2024
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1 Min Read
byHarriet Christie
Raymond James office sign
Industry News & Trends
Raymond James Poaches Merrill, Morgan Stanley Advisors for First Employee Advisor Office in Alaska
Raymond James Poaches Merrill, Morgan Stanley Advisors for First Employee Advisor Office in Alaska
Jun 5, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Cohen & Steers office
RIA
Cohen & Steers Appoints New Head of Wealth Channel Distribution
Cohen & Steers Appoints New Head of Wealth Channel Distribution
Jun 5, 2024
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1 Min Read
byDavid Bodamer, Executive Editor, Investments
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RPA
401(k) Real Talk Transcript for June 5, 2024
401(k) Real Talk Transcript for June 5, 2024
Jun 5, 2024
|
1 Min Read
byFred Barstein, The Retirement Adviser University,
RPA 401k Real Talk with Fred Barstein retirement news logo in a gray background | RPA 401k Real Talk with Fred Barstein retirement news
RPA
401(k) Real Talk Episode 108: June 5, 2024
401(k) Real Talk Episode 108: June 5, 2024
Jun 5, 2024
byFred Barstein, The Retirement Adviser University,
Citi sign
Industry News & Trends
Morgan Stanley Executive Departs For Citi Wealth
Morgan Stanley Executive Departs For Citi Wealth
Jun 4, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Founders Grove Wealth Partners RIA news
Regulation & Compliance
New Dynasty-Backed RIA Accuses Former Firm of Lack of Accountability, Body Shaming
New Dynasty-Backed RIA Accuses Former Firm of Lack of Accountability, Body Shaming
Jun 4, 2024
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1 Min Read
byDiana Britton, Managing Editor
Michelle Gruber and Alex Markowitz Alteri Wealth RIA news
Industry News & Trends
$1B California Team Leaves Merrill to Go Independent
$1B California Team Leaves Merrill to Go Independent
Jun 4, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
beacon-pointe-office.jpeg
RIA
Beacon Pointe Acquires $775M RIA Joslin Capital
Beacon Pointe Acquires $775M RIA Joslin Capital
Jun 4, 2024
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1 Min Read
byDavid Bodamer, Executive Editor, Investments
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RPA
401(k) Real Chat: Jeff Elvander
401(k) Real Chat: Jeff Elvander
Jun 4, 2024
byFred Barstein, The Retirement Adviser University,
Wealthies Awards Wealth Management Industry Awards
Industry News & Trends
WealthManagement.com Announces 2024 'Wealthies' Finalists
WealthManagement.com Announces 2024 'Wealthies' Finalists
Jun 4, 2024
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1 Min Read
byWealthManagement.com Staff
businesswoman silhouette
RIA
Stratos Adds Second Team in As Many Weeks in Its Backyard
Stratos Adds Second Team in As Many Weeks in Its Backyard
Jun 4, 2024
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1 Min Read
byDiana Britton, Managing Editor
David Canter RIA news
RIA
David Canter Joins Board of $7.5B RIA Parallel Advisors
David Canter Joins Board of $7.5B RIA Parallel Advisors
Jun 3, 2024
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1 Min Read
byDiana Britton, Managing Editor
Wall Street NYSE
Industry News & Trends
Private Lives Beneath Wall Street Glitz Are Revealed in a New Book
Private Lives Beneath Wall Street Glitz Are Revealed in a New Book
Jun 3, 2024
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1 Min Read
byAnnie Massa
Raymond James office
Industry News & Trends
$490M Florida Team Moves From Merrill to Raymond James’ Independent Channel
$490M Florida Team Moves From Merrill to Raymond James’ Independent Channel
Jun 3, 2024
|
1 Min Read
byPatrick Donachie, Senior Reporter
Britt Campbell Avior RIA news
RIA
Constellation Stakes $4.1B Omaha RIA
Constellation Stakes $4.1B Omaha RIA
Jun 3, 2024
|
1 Min Read
byDiana Britton, Managing Editor

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