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RIA
Echelon: Q2 RIA Deal Activity Points to Cheaper Financing AheadEchelon: Q2 RIA Deal Activity Points to Cheaper Financing Ahead

While deal volumes were down from the first quarter, the RIA space saw its second-most active second quarter on record, according to Echelon Partners.

byDiana Britton, Managing Editor
Jul 22, 2024
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1 Min Read
LPL Financial
Industry News & Trends
LPL Faces Legal Challenge Over Cash Sweep ProgramLPL Faces Legal Challenge Over Cash Sweep Program
byPatrick Donachie
Jul 19, 2024
1 Min Read
Cetera Tom Taylor
RIA
Cetera’s Chief Sales and Growth Officer to RetireCetera’s Chief Sales and Growth Officer to Retire
byDiana Britton
Jul 18, 2024
1 Min Read
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Insights & Analysis
The Role of Fossil Fuel and Nuclear in the Clean Energy TransitionThe Role of Fossil Fuel and Nuclear in the Clean Energy Transition
Jul 18, 2024
51 Min View
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Regulation & Compliance
FINRA Suspends Former Morgan Stanley Rep For Reg BI ViolationsFINRA Suspends Former Morgan Stanley Rep For Reg BI Violations
byPatrick Donachie
Jul 18, 2024
1 Min Read
Diamond Podcast for Financial Advisors LPL liquidity and succession
Career Moves
The Diamond Podcast for Financial Advisors: Succession and Liquidity Considerations and OptionsThe Diamond Podcast for Financial Advisors: Succession and Liquidity Considerations and Options
byLouis Diamond
Jul 18, 2024
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Alternative Investments
170 Advisory Firms Have Joined iCapital Year-to-Date
170 Advisory Firms Have Joined iCapital Year-to-Date
Jul 18, 2024
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1 Min Read
byElaine Misonzhnik, Senior Editor, Investments
arrow rising RIA growth
RIA
Schwab Benchmarking: RIA Growth Rebounds in 2023
Schwab Benchmarking: RIA Growth Rebounds in 2023
Jul 18, 2024
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1 Min Read
byDiana Britton, Managing Editor
Lake Avenue Financial
RIA
Advisor Jess Bost Joins Alex Chalekian’s Lake Avenue Financial
Advisor Jess Bost Joins Alex Chalekian’s Lake Avenue Financial
Jul 17, 2024
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1 Min Read
byDiana Britton, Managing Editor
Terri Kallsen Rise Growth Partner CFP Board
Industry News & Trends
CFP Board Names Rise Growth Partners Executive as Chair-Elect
CFP Board Names Rise Growth Partners Executive as Chair-Elect
Jul 17, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
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Insights & Analysis
Go for Marketing Gold: Your Roadmap to Wow'ing Clients
Go for Marketing Gold: Your Roadmap to Wow'ing Clients
Jul 17, 2024
The Healthy Advisor Podcast with Diana Britton
RIA
The Healthy Advisor: From Near-Death to New Purpose With Martine Lellis
The Healthy Advisor: From Near-Death to New Purpose With Martine Lellis
Jul 17, 2024
byDiana Britton, Managing Editor
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RPA
401(k) Real Talk Transcript for July 17, 2024
401(k) Real Talk Transcript for July 17, 2024
Jul 17, 2024
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1 Min Read
byFred Barstein, The Retirement Adviser University,
RPA 401k Real Talk with Fred Barstein retirement news logo in a gray background | RPA 401k Real Talk with Fred Barstein retirement news
RPA
401(k) Real Talk Episode 114: July 17, 2024
401(k) Real Talk Episode 114: July 17, 2024
Jul 17, 2024
byFred Barstein, The Retirement Adviser University,
Troy Hammond, CEO of World Investment Advisors
RIA
World Investment Advisors Acquires $3.5B Raymond James Team
World Investment Advisors Acquires $3.5B Raymond James Team
Jul 17, 2024
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1 Min Read
byDiana Britton, Managing Editor
Gratus Capital Focus Financial The Colony Group RIA news
RIA
Focus to Merge $3.8B Gratus Capital Into The Colony Group
Focus to Merge $3.8B Gratus Capital Into The Colony Group
Jul 16, 2024
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1 Min Read
byDiana Britton, Managing Editor
Serenus Wealth Advisors RIA news
RIA
$1.2B Team Departs Certuity to Launch New RIA
$1.2B Team Departs Certuity to Launch New RIA
Jul 16, 2024
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1 Min Read
byDiana Britton, Managing Editor
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Industry News & Trends
Prospera Adds $115M California Advisor From Wells Fargo
Prospera Adds $115M California Advisor From Wells Fargo
Jul 16, 2024
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1 Min Read
byDiana Britton, Managing Editor
ai-advisors-blocks.jpg
Regulation & Compliance
ACA Survey: Most Advisory Firms Have No Plans To Use AI Tools
ACA Survey: Most Advisory Firms Have No Plans To Use AI Tools
Jul 16, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
IRA account
RPA
The Future of IRA Rollovers
The Future of IRA Rollovers
Jul 15, 2024
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1 Min Read
byFred Barstein, The Retirement Adviser University,
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Sponsored Content
Sports & Entertainment Program at Wells Fargo Advisors
Sports & Entertainment Program at Wells Fargo Advisors
Jul 15, 2024
Donald Trump shooting assassination attempt
Industry News & Trends
BlackRock Says Gunman From Trump Rally Appeared in Firm’s Ad
BlackRock Says Gunman From Trump Rally Appeared in Firm’s Ad
Jul 15, 2024
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1 Min Read
byVictoria Cavaliere
Bruce Glenn
Industry News & Trends
Cetera Snags $325M Father-Daughter Team from Commonwealth
Cetera Snags $325M Father-Daughter Team from Commonwealth
Jul 12, 2024
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1 Min Read
byDiana Britton, Managing Editor
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Alternative Investments
Stanger: Interval Funds on Pace for $27B in Capital Formation for 2024
Stanger: Interval Funds on Pace for $27B in Capital Formation for 2024
Jul 12, 2024
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1 Min Read
byDavid Bodamer, Executive Editor, Investments
Apollo Global Leon Black
RIA
Leon Black Oversees $1B Wealth Shift For Apollo Fortune
Leon Black Oversees $1B Wealth Shift For Apollo Fortune
Jul 12, 2024
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1 Min Read
byBen Stupples
RBC windows
Industry News & Trends
RBC Shakes Up Leadership, Splits P&C Banking Unit Into Two
RBC Shakes Up Leadership, Splits P&C Banking Unit Into Two
Jul 12, 2024
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1 Min Read
byChristine Dobby
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RIA
Prime Capital, Pensionmark Rebrand
Prime Capital, Pensionmark Rebrand
Jul 12, 2024
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1 Min Read
byDiana Britton, Managing Editor
WealthStack podcast Christine Simone Caribou
Insights & Analysis
The WealthStack Podcast: Strengthening Financial Futures With Healthcare Planning
The WealthStack Podcast: Strengthening Financial Futures With Healthcare Planning
Jul 12, 2024
byShannon Rosic - Moderator, Director of WealthStack Content and Solutions
FINRA
Regulation & Compliance
Rep Cites Supreme Court Ruling Against SEC in Suit Challenging FINRA Hearings
Rep Cites Supreme Court Ruling Against SEC in Suit Challenging FINRA Hearings
Jul 11, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
wealthspire advisors office
RIA
$25.9B Wealthspire Launches Trust Company
$25.9B Wealthspire Launches Trust Company
Jul 11, 2024
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1 Min Read
byDiana Britton, Managing Editor
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Wirehouse
The Top Employee and Independent Broker/Dealers
The Top Employee and Independent Broker/Dealers
Jul 11, 2024
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17 Slides
byDiana Britton, Managing Editor
Diamond Podcast for Financial Advisors Jeff Brown Stratos Private Wealth
Career Moves
The Diamond Podcast for Financial Advisors: Why a Former Wirehouse Advisor Built and Sold a $1.5B Independent Firm
The Diamond Podcast for Financial Advisors: Why a Former Wirehouse Advisor Built and Sold a $1.5B Independent Firm
Jul 11, 2024
byJason Diamond, Vice President, Senior Consultant
Rock House Financial WEG ria news
RIA
Wealth Enhancement Group Adds First Utah Location
Wealth Enhancement Group Adds First Utah Location
Jul 11, 2024
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1 Min Read
byWealthManagement.com Staff
Modern Wealth Managing Director Mark King
RIA
$4B Modern Wealth Acquires $260M Tennessee Firm
$4B Modern Wealth Acquires $260M Tennessee Firm
Jul 11, 2024
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1 Min Read
byDiana Britton, Managing Editor
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Industry News & Trends
J.D. Power: Employee Advisor Satisfaction Rises, Independent Mood Wanes
J.D. Power: Employee Advisor Satisfaction Rises, Independent Mood Wanes
Jul 10, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter

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