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Travis Alexander Crux Wealth Advisors RIA News

Former Raymond James Advisor Launches $1B AUM RIA Former Raymond James Advisor Launches $1B AUM RIA

Crux Wealth Advisors, founded by advisor Travis Alexander, is planning a multi-phase transition, and it will use BNY Pershing for custody.

byDiana Britton, Managing Editor

Aug 13, 2024

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1 Min Read

wells fargo bank cash sweep lawsuit class action

Industry News & Trends

Wells Fargo's Cash Sweep Troubles Grow Wells Fargo's Cash Sweep Troubles Grow

byPatrick Donachie

Aug 12, 2024

1 Min Read

globe earth on fire

World on Fire Igniting 401(k) Plans World on Fire Igniting 401(k) Plans

byFred Barstein

Aug 12, 2024

1 Min Read

Christian Widen Gateway Financial Partners

$6.5B LPL OSJ Hires New Director of Business Development $6.5B LPL OSJ Hires New Director of Business Development

byDiana Britton

Aug 9, 2024

1 Min Read

abacus-life-nasdaq.jpg

Abacus Life Acquires $600M Asset Manager FCF Advisors Abacus Life Acquires $600M Asset Manager FCF Advisors

byDiana Britton

Aug 9, 2024

1 Min Read

Regulation & Compliance

$3.7B RIA Pays $430K To Settle SEC Ad Rule Charges $3.7B RIA Pays $430K To Settle SEC Ad Rule Charges

byPatrick Donachie

Aug 9, 2024

1 Min Read

undergraduate admissions sign at Dartmouth University FAFSA

Industry News & Trends

Important FAFSA Changes You Need to Know About

Important FAFSA Changes You Need to Know About

byLynn O'Shaughnessy, Columnist: College Planning

Raymond James building

Regulation & Compliance

Raymond James Nears SEC Settlement for Off-Channel Communications

Raymond James Nears SEC Settlement for Off-Channel Communications

byPatrick Donachie, Senior Reporter

WealthStack Podcast Patrick Shaddow Syntax Data direct indexing

Insights & Analysis

The WealthStack Podcast: Why Direct Indexing Is the Future of Investing with Patrick Shaddow

The WealthStack Podcast: Why Direct Indexing Is the Future of Investing with Patrick Shaddow

byShannon Rosic - Moderator, Director of WealthStack Content and Solutions

Cary Carbonaro Richard Westhelle Ashton Thomas RIA News

Former United Capital Advisor Joins Ashton Thomas

Former United Capital Advisor Joins Ashton Thomas

byDiana Britton, Managing Editor

$3.7B Journey Strategic Wealth Adds $200M Team from LPL

$3.7B Journey Strategic Wealth Adds $200M Team from LPL

byDiana Britton, Managing Editor

$Don Bennyhoff fractional CIO$

Vanguard Veteran Launches Fractional CIO Firm

Vanguard Veteran Launches Fractional CIO Firm

byDiana Britton, Managing Editor

businessmen handshake silhouetted business transition partner

Should You and a Non-Partner Colleague Transition Together?

Should You and a Non-Partner Colleague Transition Together?

byJason Diamond, Vice President, Senior Consultant

Jen Roche LPL Financial Osaic

Osaic’s Head of Marketing Leaves for LPL

Osaic’s Head of Marketing Leaves for LPL

byDiana Britton, Managing Editor

Faron Daugs Eli father son RIA next gen advisors

Advice for the Next Generation of Advisors, Including My Son

Advice for the Next Generation of Advisors, Including My Son

Ari Hadida CV Advisors

CV Advisors Brings on $800M Advisor From Valor

CV Advisors Brings on $800M Advisor From Valor

byDiana Britton, Managing Editor

Alberto Francis

Industry News & Trends

Former Tennis Pro-Turned-$725M Advisor Joins LPL from Bank of America

Former Tennis Pro-Turned-$725M Advisor Joins LPL from Bank of America

byPatrick Donachie, Senior Reporter

401(k) Real Talk Episode 117: August 7, 2024

401(k) Real Talk Episode 117: August 7, 2024

byFred Barstein, The Retirement Adviser University,

stock market trader looking up stock market volatility

Client Relations

Advisors Tell Clients to ‘Buy the Dip’

Advisors Tell Clients to ‘Buy the Dip’

byDiana Britton, Managing Editor

Morgan Stanley building

Industry News & Trends

Morgan Stanley Discloses SEC Cash Sweep Probe

Morgan Stanley Discloses SEC Cash Sweep Probe

byPatrick Donachie, Senior Reporter

DeVoe: Second Quarter RIA M&A Is Slow But Healthy

DeVoe: Second Quarter RIA M&A Is Slow But Healthy

byDiana Britton, Managing Editor

Focus Financial Office

Focus Financial Partners Postpones $3.65 Billion Term-Loan Deal

Focus Financial Partners Postpones $3.65 Billion Term-Loan Deal

byGowri Gurumurthy, Jill R. Shah and Carmen Arroyo

Industry News & Trends

Massachusetts Advisor Sues Hightower, Alleging Age Discrimination

Massachusetts Advisor Sues Hightower, Alleging Age Discrimination

byPatrick Donachie, Senior Reporter

focus financial

Focus Brings $3.6B HoyleCohen Into Colony

Focus Brings $3.6B HoyleCohen Into Colony

byDiana Britton, Managing Editor

Eerie Outage from Sandy

Industry News & Trends

Schwab, Fidelity Traders Report Outages During Stock Meltdown

Schwab, Fidelity Traders Report Outages During Stock Meltdown

byPaige Smith (Bloomberg)

money 401(k) envelope

How Will the End of the War for Talent Affect 401(k) Plans?

How Will the End of the War for Talent Affect 401(k) Plans?

byFred Barstein, The Retirement Adviser University,

fidelity investments

Fidelity Brings Bundled Tech Tools to Small and Mid-Sized RIAs

Fidelity Brings Bundled Tech Tools to Small and Mid-Sized RIAs

byDiana Britton, Managing Editor

Morgan Stanley

Report: Morgan Stanley OKs Advisors to Pitch Spot Bitcoin ETFs

Report: Morgan Stanley OKs Advisors to Pitch Spot Bitcoin ETFs

byDavid Bodamer, Executive Editor, Investments

eiffel tower

Paris Olympics Is Summer Davos for Wall Street Executives

Paris Olympics Is Summer Davos for Wall Street Executives

byGillian Tan (Bloomberg)

GPB Capital Founder Gentile Found Guilty in Ponzi-Like Fraud

Regulation & Compliance

GPB Capital Founder Gentile Found Guilty in Ponzi-Like Fraud

GPB Capital Founder Gentile Found Guilty in Ponzi-Like Fraud

byPatricia Hurtado and Avalon Pernell (Bloomberg)

Private Credit Sells Funds for Small Investors as Big Ones Balk

Private Credit Sells Funds for Small Investors as Big Ones Balk

Private Credit Sells Funds for Small Investors as Big Ones Balk

byJohn Sage (Bloomberg)

Apollo Reassures Investors on Alts After Athene Profit Drops

Apollo Reassures Investors on Alts After Athene Profit Drops

byAllison McNeely (Bloomberg)

Boutique Investment Bank HamptonRock Launches Wealth Business

Boutique Investment Bank HamptonRock Launches Wealth Business

byDiana Britton, Managing Editor

LPL Financial

Industry News & Trends

LPL, Wells Fargo, Face More Cash Sweep Lawsuits

LPL, Wells Fargo, Face More Cash Sweep Lawsuits

byPatrick Donachie, Senior Reporter

Diamond Podcast for Financial Advisors Matt Brown CAIS alternative investments

The Diamond Podcast for Financial Advisors: Democratizing Alternative Investments with CAIS' Matt Brown

The Diamond Podcast for Financial Advisors: Democratizing Alternative Investments with CAIS' Matt Brown

byLouis Diamond, President