News

Wealth Management industry news covering the financial markets, trends and wealth professionals.
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Highlights

2024 Year in Review: Advisors in the Courts

Dec 24, 2024

Court battles between RIAs, cash sweep lawsuits and more dominated our coverage in 2024.

2025 Outlook Q&A: RIAs to Focus on Organic Growth

Dec 23, 2024

In 2025, expect to see an emphasis on organic growth, talent and capturing AI efficiencies at RIA firms, said...

Rupert Murdoch’s Unsuccessful Attempt to Amend Family Trust

Dec 20, 2024

A Nevada probate commissioner rejected the proposed modification.

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FINRA Fines Edward Jones, Osaic, Cambridge $8.2M to Settle Mutual Fund Fee Charges

Dec 20, 2024

According to FINRA, the firms failed to supervise whether clients could benefit from fee waivers or rebates on certain mutual fund purchases. The settlements stemmed from a targeted exam launched in 2020.

The WealthStack Podcast: Schwab’s Vision for Advisor Tech with Alison Dooher

Dec 20, 2024

A deep dive into the future of wealthtech with Schwab’s Alison Dooher, recorded live at the Schwab IMPACT conference.

Focus Combines Two Partner Firms In Latest Consolidation

Dec 20, 2024

Adding the Dallas-based Brownlie & Braden Advisors to the Kansas City-headquartered Prairie Capital Management Group will help unlock a “key strategic market” for the latter firm.

WealthStack Roundup: Mariner To Use Catchlight To Accelerate Organic Growth

Dec 20, 2024

Plus, AI research from the CFA Institute on defined contribution plans and Interactive Brokers rolls out AI Commentary Generator.

Our Favorite WealthManagement.com Podcast Episodes of 2024

Dec 20, 2024

WealthManagement.com’s podcast hosts reveal which guests provided the most compelling insight over the past year.

Todd Mackay president of cetera solutions

Cetera Names Todd Mackay President of Cetera Wealth Management

Dec 20, 2024

The firm has also hired Christian Mitchell, chief digital and information officer at Northwestern Mutual, to take over Mackay’s...

2024 RIA M&A Activity Sets Deal Record

Dec 19, 2024

Also, the fourth quarter became the most active quarter in history, with 78 reported deals, according to DeVoe & Company.

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News

Wealth Management industry news covering the financial markets, trends and wealth professionals. Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter. Join today.

Wealth Management industry news covering the financial markets, trends and wealth professionals.
Stay up to date with Wealth Management news and trends through our free Morning Memo e-newsletter.
Join today.