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If you spend a lot of time preparing documents on a computer, work faster and eliminate some frustrations by using "hotkeys" or "shortcut keys" -- simple keyboard combinations. The hotkeys for Macintosh and Windows computers are different, so for...
In May, the SEC announced that it would not fight a March 30 ruling by the Washington D.C. Court of Appeals to vacate Rule 202—the broker/dealer exemption (a.k.a. the “Merrill Lynch Rule”
NEW YORK, NY – October 29, 2007 – The Round Table of New York announced today that David F. Woods, CLU®, ChFC®, LUTCF, President of the Life and Health Insurance Foundation for Education, (LIFE) will be the recipient of the...
AEI president Christopher DeMuth announced today that Vincent Reinhart , former director of the Federal Reserve Board’s Division of Monetary Affairs, has joined the American Enterprise Institute for Public Policy Research (AEI) as a resident...
As the job of branch managers grows increasingly complex, brokerage firms are grappling with questions about how their managers should be compensated. At many firms, branch managers are no longer compensated on a commission basis, based on branch...
