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The Department of Labor released the final version of the fiduciary rule on Wednesday, and though it was more lenient than many expected, wealth management technology vendors see the rule as a catalyst for widespread adoption...
The financial industry is in a tizzy as the Department of Labor released the long-anticipated final version of the new rules addressing conflicts of interest in retirement advice earlier today. Weighing in at over 1,000 pages, the collected...
Advisors are not fazed by the impending Department of Labor fiduciary rule, expected to come out today. Sixty-one percent of advisors said they expect little to no impact on their business if the DOL rule passes, according to Russell Investme...
That’s money burning. | Copyright David McNew, Getty Images
New economic models forecast that the biggest threat from global warming, beyond endangering human life, could be to global financial assets, according to The Guardian. Researcher...
Sheila Bair is joining Avant. | Alex Wong/Getty Images
Former Federal Deposit Insurance Corporation (FDIC) Chair Sheila Bair has joined the board of online lending platform Avant, the startup announced Friday. Avant has originated more tha...
Clients can be sketchy, too.
Regulators often go after firms and advisors for fraud, but what about clients who conduct shady business? On Thursday, the Securities and Exchange Commission charged Massachusetts resident Nathaniel D. Ponn w...