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Not that long ago it was enough for an independent broker/dealer (IBD) to provide their advisors with basic clearing and custody and mandatory regulatory oversight. But today, with so many broker/dealers to choose from, advisors have come to...
They listen. | Comstock Images/Stockbyte/Thinkstock
Financial advisors have the ear of their wealthiest clients when it comes to making investment decisions, more so than family members or family office executives, according to a new stud...
The Department of Labor’s final fiduciary rule, released Wednesday, differed enough from the proposed version that the DOL felt compelled to publish a lengthy chart detailing where the two diverged...