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Advisors need to stop trying to target millennials as a whole, Focus partner MW Lomax acquires Westwood Group and Merrill hires an advisor away from BTG Pactual.
Since October, when the Dept. of Labor flagged concern over conflicts of interest in advisor compensation, wirehouse recruitment deals have suffered. Are the days of 300 percent trailing-twelve-month incentive packages truly over?
SIFMA, FSI and others filed an injunction against the Dept. of Labor, arguing emergency relief is needed pending their appeal and the department’s review of the fiduciary rule.
More than halfway through the 2017 filing season, the U.S. Internal Revenue Service reported receiving 5.7 million fewer individual returns than at a comparable point last year. That’s an 8.5 percent drop.
The regulator is reaching out to four-year schools and graduate programs to educate them about the new exam, which could be taken without a sponsor firm.
UBS raises the largest impact investing fund with a gender lens overlay, Americans expect advisors to help them with guaranteed lifetime income, and Americans feel behind on saving for retirement.