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Wealth managers are entering 2023 with a keen focus on how they can use technology to better serve their current clients, find new clients, and develop and enhance connections - while also making their businesses as efficient and effective as...
Leo Kelly, the founder and CEO of Verdence Capital Advisors, discusses life after Merrill and the choice to “breakaway” twice: first by joining Hightower and 5 years later by launching an RIA.
The Examinations Division will continue to focus on ESG and look for firm policies that are 'reasonably designed' to comply with the SEC's marketing rule.
Regardless of the nature of the task you are looking to outsource, there will always be components that will remain the responsibility of your internal team.
