In this section we present key findings and insights from our survey questions on practice management and operations, including services offered, the most time-consuming activities, professional designations, custody relationships and documentation trends.
The Investment Management Consultants Association announced that it has changed the requirements for attaining the designation of Certified Investment Management Analyst, or CIMA...
RBC Wealth Management hired William Thompson as a senior vice president and branch director for its Casper, Wyoming office. Thompson joins RBC Wealth Management from UBS. Former AIG Advisor Group executive, Stuart Rogers, has joined Bennett Group...
CITY: Redmond, WA ESTABLISHED: 1989 AUM: $1.5 billion NUMBER OF CLIENTS: 125 NUMBER OF PARTNERS: 2 NUMBER OF STAFF: 2 full time, 4 part time Registered Rep.: How do you define your investment philosophy? Dennis Gibb: I am a constitutional value...
In the current environment, many advisors are not the producers they once were. And that will have an effect on the kinds of career moves they decide to make.
Merger and acquisitions activity could make a comeback in the insurance sector this year after a sharp drop in the deal numbers and valuations in 2008, according to a Deloitte report. The increase in dealmaking would be driven by the fact that...
