In this section we present key findings and insights from our survey questions on practice management and operations, including services offered, the most time-consuming activities, professional designations, custody relationships and documentation trends.
After a little over a year in business, Benjamin F. Edwards has made deliberate strides forward. But can the nascent firm, started by the great-great grandsom of A.G. Edwards' founder, fill the shoes of of its predecessor?
Freed from his non-compete with Bank of America, McCann is allowed to head back to work. In this interview, Registered Rep. talks with him about his next appointment, and his time at Merrill Lynch.
The independent broker/dealer channel remains the largest in terms of number of advisors, when you factor in dually registered reps. But it still has some catching up to do in other areas, like client assets per advisor. The wirehouse world still...
