As the regulatory landscape shifts in 2025, financial advisors must be prepared for the challenges and opportunities ahead. This live webinar will explore key compliance trends, regulatory updates, and actionable strategies to help firms stay ahead. Topics will include SEC developments and their potential impact on advisory businesses.
Key Takeaways:
- Understand the most important regulatory changes coming in 2025.
- Learn how to adjust compliance strategies to align with new requirements.
- Gain insights into how new SEC updates may impact business operations.
- Discover best practices for maintaining compliance and security throughout the year.
Sponsored by
0010-U-25003
CFP, CIMA®, CPWA®, CIMC®, RMA®, and AEP® CE Credits have been approved for (1) credit hour.
Mark Audrain
Chief Compliance Officer
Orion
Ian Meiksins
President and co-founder
Key Bridge Compliance
Shannon Rosic, Host
Director of WealthStack Content & Solutions
WealthManagement.com
