2005's Compliance Prescription: Pain

Almost 40 percent of investment executives say implementing systems is going to be the biggest headache in 2005, according to Cerulli Associates. The next biggest pain? Enhanced disclosure requirements, which are resulting in longer days for reps around the country.

Feb 01, 2005

Almost 40 percent of investment executives say “implementing systems” is going to be the biggest headache in 2005, according to Cerulli Associates. The next biggest pain? Enhanced disclosure requirements, which are resulting in longer days for reps around the country.

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