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The CFP Board said it would increase the frequency of how often it checks advisors for regulatory infractions, following revelations it failed to note the marks on public facing sites touting the credentials of thousands.
Charles Peck, head of public finance for the firm’s corporate and investment bank, will join Bill Daley’s leadership team on an interim basis to aid with planning and “critical projects.”
Angela Mwanza, co-founder of UBS’s Evergreen Wealth Management, says she now defines success as transferring capital and a mission from one generation to the next.