News

A group of former Robertson Stephens brokers have filed suit in San Francisco against FleetBoston Financial, the parent company of Quick & Reilly. The brokers charge that the firm violated their employment rights when it shut down Robertson...

Selling prices for independent practices are on the rise.

CRD Complaints issue remains a sticking point for brokerage industry.

Job Title: Portfolio Manager Location: Charlotte, NC Date: 03/26/03 Position Number: 24330 Job Status: Full Time Description: Listed below Responsibilities: Consultative advisor to and manager of HNW client portfolios. Provide investment expertise...

Job Title: Portfolio Manager Location: Dallas, TX Date: 03/14/03 Position Number: 22790 Job Status: Full Time Description: Listed below Responsibilities: Consultative advisor to and manager of HNW client portfolios. Provide investment expertise...

This year’s Money Management Institute annual conference turns on a central fact: separately managed accounts (SMA) are in the midst of a critical wave of growth.

Poor market conditions forced RIAs to lower fees in 2002.

Director of Family Office Suitable candidate will be a “multi-tasker” possessing great energy, leadership and managerial skills. Ability to organize people, tasks and events with appropriate etiquette is crucial. Must be personable...

With the tax benefits of 529 college savings plans set to expire in 2010 several financial services firms have announced the creation of a lobbying group to make sure that Congress does the right thing – making the tax-free savings...

Company: Bank of America Position: Trust Officer II Location: Newport Beach, CA. Duties: Provides fiduciary support and expertise to meet the needs of clients in support of the integrated delivery of products and services. Works closely with...