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The White House said on Tuesday that President Barack Obama intends to nominate Hester Maria Peirce and Lisa Fairfax to be commissioners of the U.S. Securities and Exchange Commission...
The Financial Industry Regulatory Authority ordered 12 firms to pay $6.7 million in restitution and fines on Tuesday, claiming the brokerages overcharged investors purchasing unit investment trusts by failing to apply discounts...
LPL recently released its first Retirement Readiness Index, which looks at a broad range of metrics - including health, education, finance, the economy - to determine which states are most conducive to an overall ...
LPL Financial’s Research group evaluated each state for how it is doing in creating the conditions often considered to contribute to a successful retirement.
Massachusetts Mutual Life Insurance said it will expand its financial services startup geared toward Generation Y to 10 cities across the United States. The insurer's Society of Grownups is being backed by a $100 million investment that will ...
The finalized fiduciary rule will serve as a catalyst for innovation in the retirement advice industry, Labor Secretary Thomas Perez said on Friday. ...
Say what? | Copyright Pool, Getty Images
It’s earnings reports season yet again, and several publicly traded companies failed to live up Wall Street’s expectations. But this quarter, some companies found interesting scapegoats to blame the...
The Financial Industry Regulatory Authority is asking the industry to provide feedback on rule proposals aimed at helping firms and financial advisors deal with alleged financial exploitation of senior investors...
Just do it.
Used to be that giving kids savings bonds was a thing. Times, have of course, changed, and numerous websites let doting grandparents and other kindly souls gift stocks instead, writes Quentin Fottrell for MarketWatch. He talke...