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Top Financial Advisors, Wealth Planners and RIAs are covered in this section. See the latest on financial career moves and succession plans.

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BNY Mellon Wealth Management Beefs Up New York Area Team With New Hires

May 24, 2022

The firm announced four new hires for the region, including additions from TIAA, First Republic Bank and JPMorgan Chase. Most of the new hires will operate out of New York City.

Michael Kitces' #FASuccess Podcast: Joe Pitzl on the Future of Financial Advisor Career Tracks

May 23, 2022

The founder of Pitzl Financial describes his unique next-generation career path into the advice business.

Casey Franz Named to Lead Digital Strategy at Merrill Lynch

May 23, 2022

Casey Franz replaces Kabir Sethi as its new head of platforms and capabilities.

Goldman Sachs’ Eugene DeRango Joins Axos Advisor Services

May 20, 2022

With years of experience serving smaller RIAs, Eugene DeRango will lead sales and client acquisition efforts at Axos Advisor Services.

Mindy Diamond on Independence: A Former FiNet Advisor’s Journey to Building a $1.7B Fully Independent Firm

May 19, 2022

The call for greater independence became the motivation for Steve Dimitriou to leave FiNet in 2020 and launch his own RIA firm, Mayflower Advisors, which today manages over $1.7B.

RIA Edge Podcast: Sanctuary Wealth’s Jim Dickson on Balancing M&A and Organic Growth

May 19, 2022

The founder and CEO of Sanctuary Wealth explains how RIAs can strategically approach mergers, acquisition, recruiting and sustainable organic growth.

Man Accused of Killing Mother, Grandfather to Inherit Family Estate

May 18, 2022

Nathan Carman allegedly plotted a decade-long scheme to access millions.

Cameron Dawson Named Chief Investment Officer at $4.4B RIA NewEdge Wealth

May 17, 2022

Cameron Dawson, former Fieldpoint Private Securities strategist and frequent market commentator, is RIA NewEdge Wealth’s first CIO.

World's Richest Family Bet on Munis, Japanese Stocks, Coinbase

May 16, 2022

The Walton family, whose fortune is estimated at nearly $200 billion, invests in mostly low-cost ETFs.

Head of Wells Fargo Advisors Retires; Sol Gindi to Replace Him

May 13, 2022

Sol Gindi, chief financial officer for Wells Fargo's Wealth and Investment Management segment, will take over for Jim Hays immediately.

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