People

"People need a mirror, a reverse of themselves to force them to diversify. You’ll never be able to robo this,” said Kevin O’Leary of “Shark Tank” and O’Shares fame.

Americans plan to rely on family, not the government, in retirement; ACG Wealth Names Gregory Fink CEO and household net worth jumps to $94.84 trillion.

Eddie Queen will oversee the launch of the firm's "Intuitive Investor" digital offering.

StockStream crowdsources buying and selling stocks, companies are offering more financial wellness programs and Umpqua Bank hires a wealth chief.

Blass, an attorney at Ropes & Gray LLP, is an SEC alumnus who previously worked in the Investment Management division that she is being tapped to lead.

Tom Baker, professor at the University of Pennsylvania Law School, says robo advisors are not immune from conflicts of interest. However, there are challenges to regulating the space.

Nearly 200,000 take the CFA exams, study finds clients aren't healthy enough for retirement and FiNet loses Bison Financial group to Ameriprise.

DG Wealth Partners is the second Goldman Sachs team to partner with Dynasty.

Morgan Stanley rep barred from the industry for Venezuela bond trades, a Niagara Falls financial advisor is running for city council and Shareholder Services Group brings Advicent technology stack to its advisors.

The decision refuses to treat fictitious paper profits as real.