People

Breakaway advisors from UBS have formed a new Bellevue, Wash.-based RIA called Parcion Private Wealth.

The sentencing of Jay B. Ledford comes several weeks after his co-conspirator was sentenced to 22 years in prison, with both also ordered to recoup victims' losses.

Allworth Financial announced Tuesday that it has acquired RAA, a Dallas-based RIA with $2.8 billion in assets.

Christine Carona was called a “bitch” on six to twelve occasions by her former boss, who also made derogatory comments about her personal life in front of UBS employees, according to the September 30 ruling.

Chris Benda will join the firm that was founded eight decades ago to address the financial services needs of farmers and ranchers, and now serves clients in 14 Western and Midwestern states.

The former code breaker and math professor figured out how to do one thing very well in markets.

The marketing firm also added members Marty Bicknell and Thad Langford, investors in the firm, to its board of directors.

As the Democratic primary approaches, it’s worth noting that a lot of people in our industry support an Elizabeth Warren White House.

The partnership with Juncture Wealth Strategies is part of a broader recruitment and transition initiative to attract wirehouse brokers looking to go independent.