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The fintech startup named its first chief operating officer following a $100 million Series C capital raise earlier this year.

Drummond, who served in the role at the CFP Board for nearly a decade and was responsible for its public awareness campaign, will start his own communications firm.

Chris Behrens, the president and CEO of YA, will officially join the Chicago-based wealth management firm on Jan. 1.

Advisor Ryan Hughes asked Twitter about holiday gift ideas for his clients, and advisors tweeted back.

The brother/sister duo are forming High Note Wealth after leaving Northwestern Mutual, where they collectively managed $500 million in client assets.

As AL Hewitt solidifies its succession plan, Mercer Advisors continues its aggressive growth.

The duo's victims include a 77-year-old retiree who invested about $1.1 million.

CUSO Financial Services and Sorrento Pacific Financial have hired Tami Cain to boost their business.

Lisa Affolter and Christopher Dulovich join Waddell & Reed as affiliated advisors.

Peter Mallouk of Creative Planning, after years of growing organically, makes his third purchase so far this year, but says the firm will avoid going down the private-equity funded, roll-up path that other national RIAs are pursuing.