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The announcement solidifies the firm’s chief of staff role, previously a rotational position, and continues Advisor Group's efforts to build out executive ranks in the wake of the Ladenburg Thalmann merger.

The advisor moves and acquisitions you may have missed the week of July 15, 2021.

Dane Roseman and Ivan Acevedo pleaded guilty this week for their roles in the $1.3 billion Ponzi scheme that affected some 9,000 investors.

The longtime Morningstar exec has now departed Apex Fintech Solutions after less than a year formally with the firm.

The actively managed JFWD will invest in “innovative, forward-thinking companies that the team believes are leveraging technology to create significant competitive advantages.”

Insigneo’s latest recruits from Wells Fargo include Isadora del Llano, Yzana Oestreicher, Maria Garcia and Nilia Gasson.

Morgan Stanley CFO Sharon Yeshaya talks about her unusual trajectory through the company and industry.

A five-advisor team in Tampa, Fla. has jumped ship from Bernstein for UBS's Private Wealth Management division.

The private equity firm will help the company pursue 'continued growth, technology development and expansion by acquisition,' according to the RIA. Founder and CEO Ron Carson will still be the majority owner.