Industry

RGT Wealth’s $4.7 billion in client assets increases CI Financial’s AUM to $21 billion.

In addition to the new accreditation, the college also released survey results indicating financial professionals saw a benefit to behavioral finance training in improving their practice.

Verus Capital Partners currently includes 30 financial advisors and is hoping to expand its reach throughout the country with the help of the independent broker/dealer.

Altruist founder Jason Wenk weighs in on the future of the advisor technology space.

JPMorgan Chase's rollout of a nationwide in-branch advice network shows commitment to human advice for more complex clients, according to Dr. Kelli Keough, speaking at CB Insights' Future of Fintech conference.

The survey of 2,000 finance industry professionals showed 76% of men were offered a promotion at least once without requesting it, compared with 57% of women.

Nothing beats the osmosis that comes from working in an office.

Beyond being chosen to lead, they must do the work to enhance the mission, vision and values of their institution.

The $503 million in AUM firm joins Advisor Group through SagePoint Financial.

A handful of cases from brokers argue COVID-19–mandated virtual hearings in disciplinary and arbitration cases violate their rights to a fair defense.