Industry

Advisor Mac Gardner created a fintech competition to help with his financial literacy app, inspiring a new technology track in the financial planning curriculum at the University of South Florida.

AdvisersGiveBack.org wants to help volunteer advisors deliver personalized financial plans to individuals who arguably need it the most.

Broker/dealer Waddell & Reed, an 83-year-old firm, will sell its brokerage business to LPL and its asset management unit to Macquarie.

The new location is the 42nd office and Mariner's first in Utah.

Two Seattle-area registered investment advisors come together under the Laird Norton name.

The proposal is based on the NAIC's model regulation intended to align with Reg BI. But if a Biden administration urges changes to the SEC rule, how will states approach amending their own annuity regulations?

Regardless of what the pandemic will bring, or not bring, in 2021, the wealth management industry has been changed forever.

The acquisition is part of FMG’s plan to become an end-to-end digital-marketing platform for financial advisors.

The SEC said Anson Jean-Pierre told investors the funds would be used to develop projects in Haiti, but he actually spent some of the money on things like retail and travel purchases.

The workplace reflects the conscience of the leaders and the culture they create.