Industry

Thematic funds also come out ahead; Bob Doll joins faith-based asset manager; State Street CIO retires; and Nuveen adds portfolio managers on both coasts.

Wealth Enhancement Group acquired Hoover Financial Advisors to round out its team of Philadelphia-based firms.

Sutton, Mass.–based advisor James Couture was charged with wire fraud and aggravated identity theft and was accused of using client funds for his own personal and business expenses.

SmartAsset is partnering with LPL Financial to offer discounted lead-generation tools to the independent broker/dealer's advisors.

Now that it's time to start venturing back to the office, what have we learned?

The $221 million independent broker/dealer joins Advisor Group for succession planning.

Morgan Stanley Private Wealth Management saw a spike in demand for its family office resources and 'lifestyle' advice during the pandemic, advisors say.

Focus Financial acquired ARS Wealth Advisors to expand its Florida presence.

The charges against the executives of LJM Funds Management and LJM Partners claim they failed to inform investors about potential losses. The funds later suffered a $1 billion loss.