Industry

Doug Ketterer, the former Morgan Stanley executive, is launching a new holding company to acquire smaller IBDs and equip them with technology and recruiting tools.

A Twitter chat covering risks and opportunities for advisors investing in marijuana.

While fee cuts are heralded as boons for investors, there's no guarantee that those savings will wind up in their pockets.

A Minnesota financial advisor was shot in the head and killed, deals in the advisory industry slowed in the second quarter, and Ronald Blue partners with Thrivent Trust on faith-based investing.

The courts will wait until the Trump administration weighs in on the designation.

Distribution committee controls income and principal.

Public Company Accounting Oversight Board ordered PricewaterhouseCoopers to pay $1 million.

The team, which has over $3.3 million in annual production, joins from Morgan Stanley.

Ed Butowsky, mired in the latest Washington scandal, has a day job as the managing partner of Chapwood Investments, economists think the "destabilizing" effect of the Glass-Steagall repeal is exaggerated, and a New Jersey advisor pleads guilty to...

The former Merrill Lynch advisors have partnered with Dynasty to launch Avantra Family Wealth.