Industry

"The path here was not to maximize value or exit," CEO Peter Mallouk said. "If that were the goal, I would have sold a majority stake."

With the June 30 Reg BI compliance deadline only months away, Fi360 releases new training.

EP Wealth acquired its 11th firm since 2017, supplanting itself in the Texas market.

Farberov joins Miracle Mile from IDB Capital.

OneDigital's acquisition of Resources Investment Advisors brings health and wealth under one roof.

Fast-growing RIAs are increasingly offering equity in the war for talent, even for non-revenue-producing staff, according to Schwab’s annual compensation survey.

During a call with investors, CEO Walt Bettinger dismissed speculation that the firm is interested only in $1 billion-plus RIAs as 'inaccurate, naïve and inconsistent with everything that we have done for the last 25 or 30 years in the RIA space.'

Goldman Sachs’ Japan wealth business will focus on individual clients with at least 10 billion yen in assets.

Riskalyze is rolling out its risk metrics to a 'range' of professionals at Farm Bureau Financial Services.