Industry

The finalists for the 2020 “Wealthies” include 155 companies across 73 categories to be recognized this year at a live, digital awards ceremony.

The state securities commissioners are making a mistake mandating state-registered advisors adhere to the SEC's June 30 deadline to complete the form, according to securities attorney Max Schatzow.

Robert Larkins, a managing director at Raymond James, and his wife, Lisa Alexander, confronted a protester stenciling “Black Lives Matter” in chalk outside his own San Francisco home.

Despite the market losses reaching as high as -34%, advisors say returns will be in the single digits.

More than eight in 10 advisors (81%) believe clients with a financial plan had less discomfort and anxiety during the market volatility, according to an eMoney survey.

The brokerage commits to a pay analysis and a $1 million investment in the National Urban League, among other things.

TD Ameritrade Institutional launches a new matching tool to help advisors find more and diverse talent.

Sanctuary Wealth added its 35th partner firm, Muirwood Private Wealth, of Walnut Creek, Calif., the second Merrill Lynch team to leave in a week.

Smaller firms may face challenges in broadening their practices, but they also have a unique advantage: a great deal of control over their direction.

'Open,' 'mindful' senior leadership, personal feel and an 'advisor-centric culture,' drew the firm to Raymond James.