Industry

In addition to being an investor, Pottruck is executive co-chairman of startup Magnifi's board; he and CEO Hurwitz talk about where the industry has come from and where it could go.

Times are changing at Goldman Sachs.

Trends that emerged in 2020—adapting to client needs, advancing diversity and inclusion and answering the growing demand for financial advice among first-time investors—are here to stay.

The former CEO of KMS Financial will lead a new team at Advisor Group dedicated to creating a 'feedback mechanism' to better support advisors, tailored to their specific business model.

With consumer advocates calling for the SEC to use new rule-making to change Reg BI, the advocacy organization will urge the commission to stick with the rule in the year to come.

DeBeer, May, Hanna Wealth Management Group join Stifel’s broker-dealer in Dallas.

The addition of Bainco gives Cerity a New England presence and increases its AUM to $28 billion.

The 15-member Commission on Sanctions and Fitness will also look to revise the standards for those who are hoping for CFP certification.

The firm made seven RIA acquisitions in the last month of 2020 with a total of almost $3.9 billion in assets under management and more than 3,200 new clients.

Thirty-four-year-old Keith Patrick Gill is the person behind YouTube videos that lit the fuse, according to a Reuters report.