See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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Harris Baltch, Dynasty Head of M&A and Capital Strategies, is joined by Marty Bicknell, CEO of Mariner Wealth Advisors, to discuss how to negotiate and close RIA M&A successfully. Join the two as they delve into how to close deals in a virtual...
Regulators also detailed findings from examinations into how firms handled the initial implementation of Reg BI and Form CRS requirements during panels at FINRA's annual conference.
Chief Executive Officer James Gorman unveiled his biggest leadership change in over a decade, positioning a slate of potential successors that’s mostly White and male -- just as Wall Street’s bosses have been for decades.
