Industry

Now that it's time to start venturing back to the office, what have we learned?

The $221 million independent broker/dealer joins Advisor Group for succession planning.

Morgan Stanley Private Wealth Management saw a spike in demand for its family office resources and 'lifestyle' advice during the pandemic, advisors say.

Focus Financial acquired ARS Wealth Advisors to expand its Florida presence.

The charges against the executives of LJM Funds Management and LJM Partners claim they failed to inform investors about potential losses. The funds later suffered a $1 billion loss.

The annual program honoring individuals and business initiatives that help financial advisors better serve their clients will be held in person in New York City on Sept. 9.

The rule filing would have made several changes to the regulatory agency's expungement process, including establishing "specialized arbitration panels" for such requests.

The mergers, acquisitions and advisor moves you may have missed the week of May 24, 2021.

Speakers during the closing session of the group's Private Client Virtual Conference this week also detailed the legislative prospects for the PRO Act, which could limit IBDs' contractor status.

Citizens Bank plans to initially hire 30 financial advisors to cover acquired HSBC branches in the New York market.