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Landed on my feet

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Jun 8, 2009 9:03 pm

Vin Diesel

Joined: 2007-04-18Offline

congratuations and welcome to the club…you’re a player now!!!

  advice: go buy yourself a new car go buy yourself a new house go into debt...your gonna start making real $              
Jun 8, 2009 9:04 pm

anonymous

Joined: 2005-09-29Offline

Congrats.

  Check with your bank compliance.  I'm certainly no expert in this area, however, with the new bank regulation "Reg R", contests are no longer allowed, nor is compensating bank staff more than once (taking them out to dinner AND paying a referral fee) for referrals.   Lots of tight rules.   Like I said, talk to your bank compliance, and if they are clueless, talk to you B/D about what you can/can't do now because of this reg.
Jul 3, 2009 2:47 am

SuzieQ

Joined: 2009-07-01Offline

Hey ex UBS how is it going in the bank channel?  I am currently at a wirehouse and just beginning to look into going the bank route.  Have you started yet?  Can I ask why you left UBS?  If you posted this already, I apologize. I might have missed it.

Jul 3, 2009 8:57 pm

Popeye $

Joined: 2009-07-01Offline

Hey ex UBS how is it going in the bank channel? I am currently at a wirehouse and just beginning to look into going the bank route. Have you started yet? Can I ask why you left UBS? If you posted this already, I apologize. I might have missed it



He was fired