Series 7 Random Question
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Oct 22, 2015 12:22 am
I worked for a brokerage firm in the past year and they sponsored me for my series 7. I failed 3 times (long story). I took a position in their back office. However, I am still wanting to get my series 7 and have a good friend who claims he can get me a job at his firm.
If I take a position at the firm he works for, will they be able to see I have attempted the series 7 previously?
I don't want to deceive anyone and would disclose if asked, but it could prevent me from getting a new job.