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RRBDLAW.com: NASD March Cases

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Mar 22, 2007 12:01 pm

anonymous

Joined: 2005-09-29Offline
Hot off the press!  The just-released March NASD disciplinary cases are analyzed on RRBDLAW.com by nationally-known regulatory lawyer Bill Singer.  Catch his analysis of developing trends.    http://rrbdlaw.com/RegulatoryLinks/CASESOFNOTE/NASD/2007.htm