License transfer time
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May 6, 2009 10:53 pm
I’m looking for anyone who made a move with a closed complaint on their U-4 (with no money changing hands) that needed manual review.
Can anyone tell me their experience regarding the amount of time it took to get a release - a temporary license transfer to allow them to start calling clients? Specifically in NY, but in other states as well. If you could specify the state it would help. I know some states are more tough than others