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Can I be associated with two RIA firm at one time?

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Jul 22, 2009 9:11 pm

bluestar

Joined: 2004-12-14Offline

Am I allowed to be associated with two RIA firms, in any capacity?  for example, I’m a full functioning partner of one firm, while being a passive, minority steak owner of another?

  Or taking a role with no customer contact in another?   Thanks.
Jul 22, 2009 9:51 pm

B24

Joined: 2008-07-08Offline

I love black steak.  I never own them very long though.

Jul 24, 2009 10:50 pm

army13A

Joined: 2009-03-22Offline

[quote=B24]I love black steak.  I never own them very long though.[/quote]